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    The Borsuk lemma fails without injectivity

    E-5VNUL

    Area
    Topology
    Topics
    Invariance of Domain
    Status
    draft

    Give an example to show that the conclusion of the Borsuk lemma need not hold if \(f\) is not injective.

    Solution

    Goal: Provide an explicit counterexample demonstrating that the conclusion of the Borsuk Lemma (that an image of a non-separating compact planar set does not separate the plane) fails when the continuous map \(f\) is not injective.

    1. Statement of the Borsuk Lemma:The Borsuk Lemma (Munkres §62 Lemma 62.4) states that if \(A \subset \mathbb{R}^2\) is a compact subspace that does not separate \(\mathbb{R}^2\) (i.e. \(\mathbb{R}^2 \setminus A\) is connected), and \(f: A \to \mathbb{R}^2\) is an injective continuous map (an imbedding), then \(f(A)\) does not separate \(\mathbb{R}^2\) (i.e. \(\mathbb{R}^2 \setminus f(A)\) is connected).

    2. Construction of non-injective counterexample:Proof:

    2.1. Let \(A = [0, 1] \times \{0\} \subset \mathbb{R}^2\) be the unit interval on the \(x\)-axis.

    2.2. The set \(A\) is compact, convex, and homeomorphic to the interval \([0, 1]\).

    2.3. Its complement \(\mathbb{R}^2 \setminus A\) is connected (path-connected), so \(A\) does not separate the plane.

    2.4. Define the continuous map \(f: A \to \mathbb{R}^2\) by:\[f(t, 0) = (\cos 2\pi t, \sin 2\pi t).\]

    2.5. The map \(f\) is continuous, but fails to be injective since \(f(0, 0) = f(1, 0) = (1, 0)\).

    3. Failure of the Borsuk conclusion for the image:Proof:

    3.1. The image \(f(A)\) is the unit circle \(S^1 = \{(x, y) \in \mathbb{R}^2 \mid x^2 + y^2 = 1\}\).

    3.2. By the Jordan Curve Theorem, the complement \(\mathbb{R}^2 \setminus S^1\) consists of exactly two connected components: the bounded open disk \(B_1(\mathbf{0})\) and the unbounded region \(\mathbb{R}^2 \setminus \overline{B_1(\mathbf{0})}\).

    3.3. Thus \(f(A)\) separates the plane into 2 components, whereas \(\mathbb{R}^2 \setminus A\) had only 1 component.

    4. Conclusion:The conclusion of the Borsuk lemma fails without the hypothesis of injectivity. Q.E.D.