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    Dimension theory fails for the affine line over a discrete valuation ring

    P-AGH2321DVRLINE

    Area
    Algebraic Geometry
    Topics
    Counterexamples, Dimension Theory, Discrete Valuation Rings
    Status
    draft

    Let \(R\) be a discrete valuation ring containing its residue field \(k\). Let \(X = \Spec R[t]\) be the affine line over \(\Spec R\). Show that statements (a), (d), and (e) of Hartshorne II.3.20 are false for \(X\).

    Solution

    Let \[ \pi\in R \] be a uniformizer and let \[ K=\operatorname{Frac}(R). \]

    1. The scheme\[ X=\Spec R[t] \]has dimension \(2\).

    The DVR \(R\) is a noetherian ring of dimension \(1\). For a noetherian ring, \[ \dim R[t]=\dim R+1=2. \] Concretely, the chain \[ (0)\subsetneq(\pi)\subsetneq(\pi,t) \] already shows that the dimension is at least \(2\).

    2. The ideal\[ \mathfrak m=(\pi t-1)\subseteq R[t] \]is maximal.

    In the quotient, the relation \[ \pi t=1 \] makes \(\pi\) invertible. Hence \[ R[t]/(\pi t-1) \cong R[\pi^{-1}] =K, \] which is a field. Therefore \(\mathfrak m\) is maximal and the corresponding point \[ P\in X \] is closed.

    3. The maximal ideal \(\mathfrak m=(\pi t-1)\) has height \(1\).

    The ring \(R[t]\) is a noetherian domain and \(\pi t-1\) is a nonzero nonunit. Since the principal ideal it generates is prime by 2, Krull’s principal ideal theorem gives \[ \operatorname{ht}(\mathfrak m)\le1. \] Because \[ (0)\subsetneq\mathfrak m, \] its height is at least \(1\). Hence \[ \operatorname{ht}(\mathfrak m)=1. \]

    4. Hartshorne II.3.20(a) fails for \(X\).

    1. Thus the equality asserted in II.3.20(a) is false here.

    5. Hartshorne II.3.20(d) also fails for \(X\).

    Take the closed subset \[ Y=\{P\}=V(\mathfrak m). \] Since \(Y\) is a single point, \[ \dim Y=0. \] Its codimension in the integral affine scheme \(X\) is the height of \(\mathfrak m\): \[ \codim(Y,X)=1. \] Thus \[ \dim Y+\codim(Y,X)=0+1=1\ne2=\dim X. \]

    6. The nonempty open subset\[ D(\pi)\subseteq X \]has dimension \(1\).

    Localizing at \(\pi\) gives \[ D(\pi) \cong \Spec R[t]_\pi \cong \Spec K[t]. \] The polynomial ring in one variable over the field \(K\) has dimension \(1\).

    7. Hartshorne II.3.20(e) fails for \(X\).

    The open \(D(\pi)\) is nonempty, but by 6 \[ \dim D(\pi)=1, \] while by 1 \[ \dim X=2. \] Thus a nonempty open subset need not have the same dimension once the base is no longer a field.

    8. Q.E.D.

    Step 4 disproves II.3.20(a), 5 disproves II.3.20(d), and 7 disproves II.3.20(e).