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    Normal varieties and the normalization of an affine variety

    P-AGH317NORMAL

    Area
    Algebraic Geometry
    Topics
    Cuspidal Cubic, Integral Closure, Normal Varieties
    Status
    draft

    A variety \(Y\) is normal at a point \(P \in Y\) if \(\mco_P\) is an integrally closed ring, and \(Y\) is normal if it is normal at every point.

    1. Show that every conic in \(\PP^2\) is normal.

    2. Show that the quadric surfaces \(Q_1 : xy = zw\) and \(Q_2 : xy = z^2\) in \(\PP^3\) are normal. For the latter, compare (II, Ex. 6.4).

    3. Show that the cuspidal cubic \(y^2 = x^3\) in \(\AA^2\) is not normal.

    4. If \(Y\) is affine, show that \(Y\) is normal if and only if \(A(Y)\) is integrally closed.

    5. Let \(Y\) be an affine variety. Show that there is a normal affine variety \(\tilde{Y}\) and a morphism \(\pi: \tilde{Y} \to Y\) with the following property: whenever \(Z\) is a normal variety and \(\phi: Z \to Y\) is a dominant morphism, meaning \(\phi(Z)\) is dense in \(Y\), there is a unique morphism \(\theta: Z \to \tilde{Y}\) with \(\phi = \pi \circ \theta\). The variety \(\tilde{Y}\) is called the normalization of \(Y\).

    Solution

    We first record the affine criterion needed repeatedly below.

    1. If \(A\) is an integrally closed domain, every localization \(S^{-1}A\) is integrally closed.

    Let \(\xi\in\operatorname{Frac}A\) be integral over \(S^{-1}A\). Choose a monic relation \[ \xi^n+\frac{a_{n-1}}{s_{n-1}}\xi^{n-1}+\cdots+\frac{a_0}{s_0}=0, \] with \(a_i\in A\) and \(s_i\in S\), and put \(s=s_0\cdots s_{n-1}\). Multiplying by \(s^n\) rewrites the equation as a monic equation for \(s\xi\) with coefficients in \(A\). Thus \(s\xi\) is integral over \(A\), hence lies in \(A\). Therefore \(\xi=(s\xi)/s\in S^{-1}A\).

    2. For an affine variety \(Y\) with \(A=A(Y)\),\[ Y\text{ is normal}\quad\Longleftrightarrow\quad A\text{ is integrally closed}. \]This proves (d).

    If \(A\) is integrally closed, then for every point \(P\in Y\), \[ \mco_{P,Y}\cong A_{\mathfrak m_P} \] is integrally closed by step 1, so \(Y\) is normal.

    Conversely, suppose every local ring \(A_{\mathfrak m}\) at a maximal ideal is integrally closed. Let \(\xi\in\operatorname{Frac}A\) be integral over \(A\). Then \(\xi\) is integral over every \(A_{\mathfrak m}\) and hence belongs to every such localization. We claim \[ A=\bigcap_{\mathfrak m\text{ maximal}}A_{\mathfrak m} \subseteq\operatorname{Frac}A. \] Indeed, if \(\xi\notin A\), the ideal \[ I=\{a\in A:a\xi\in A\} \] is proper and lies in some maximal ideal \(\mathfrak m\). But \(\xi\in A_{\mathfrak m}\) would give \(s\notin\mathfrak m\) with \(s\xi\in A\), so \(s\in I\subseteq\mathfrak m\), a contradiction. Hence \(\xi\in A\), proving that \(A\) is integrally closed.

    3. Every conic in \(\PP^2\) is normal, proving (a).

    By P-AGH31CONICS, every projective conic is isomorphic to \(\PP^1\). The standard affine charts of \(\PP^1\) are copies of \(\AA^1\), whose coordinate ring \(k[t]\) is a UFD and hence integrally closed. By step 2 each chart is normal, and the local ring of \(\PP^1\) at a point is the same as the local ring in any open chart containing that point. Thus \(\PP^1\) is normal. Normality is preserved by isomorphism, so every conic is normal.

    4. The quadric surface\[ Q_1=Z(xy-zw)\subseteq\PP^3 \]is normal.

    2.Hence \(Q_1\) is normal.

    5. The affine domain\[ R=k[x,y,z]/(xy-z^2) \]is integrally closed in every characteristic.

    Define \[ R\longrightarrow k[s,t], \qquad x\longmapsto s^2, \quad y\longmapsto t^2, \quad z\longmapsto st. \] Every class in \(R\) has a representative of the form \[ f(x,y)+z g(x,y), \] because powers \(z^r\) reduce using \(z^2=xy\). Its image is \[ f(s^2,t^2)+st\,g(s^2,t^2). \] The first summand contains only monomials whose two exponents are even, and the second only monomials whose two exponents are odd. Their supports are disjoint, and \(s^2,t^2\) are algebraically independent, so the displayed map is injective. This also proves that the displayed representatives are unique. Its image is \[ k[s^2,st,t^2], \] which is exactly the subring of \(k[s,t]\) spanned by monomials of even total degree.

    Write \(K=\operatorname{Frac}R\subseteq k(s,t)\). We first show \[ k[s,t]\cap K=R. \] Let \(h\in k[s,t]\cap K\) and write \(h=a/b\) with nonzero \(a,b\in R\). Decompose \(h=h_{\mathrm{ev}}+h_{\mathrm{odd}}\) according to parity of total monomial degree. Since every monomial of \(b\) has even total degree, multiplication by \(b\) preserves this parity decomposition. The equation \(hb=a\), whose right side has only even total degree, forces \[ h_{\mathrm{odd}}b=0. \] Because \(k[s,t]\) is a domain, \(h_{\mathrm{odd}}=0\). Thus \(h\) has only even-total-degree monomials and hence belongs to \(R\).

    Now let \(\alpha\in K\) be integral over \(R\). The same monic equation shows that \(\alpha\) is integral over \(k[s,t]\). Since the UFD \(k[s,t]\) is integrally closed, \[ \alpha\in k[s,t]. \] The intersection equality then gives \(\alpha\in R\). Therefore \(R\) is integrally closed.

    6. The quadric surface\[ Q_2=Z(xy-z^2)\subseteq\PP^3 \]is normal, completing (b).

    The only point of \(Q_2\) at which \(x=y=z=0\) is the vertex \[ V=[0:0:0:1]. \] Every other point lies in \(D_+(x)\) or \(D_+(y)\): if \(z\ne0\), the equation \(xy=z^2\) forces both \(x\) and \(y\) to be nonzero. On \(D_+(x)\), setting \(x=1\) gives \(y=z^2\), so the chart is \(\AA^2\) with coordinates \(z,w\); similarly for \(D_+(y)\).

    5.By step 2 this affine chart is normal.Thus every point of \(Q_2\) has a normal affine neighborhood, and \(Q_2\) is normal.

    7. The cuspidal cubic\[ C=Z(y^2-x^3)\subseteq\AA^2 \]is not normal, proving (c).

    Its coordinate ring is \[ A(C)=k[x,y]/(y^2-x^3)\cong k[t^2,t^3], \] under \(x\mapsto t^2\) and \(y\mapsto t^3\). The element \(t\) belongs to the fraction field, since \[ t=\frac{t^3}{t^2}, \] and it is integral over \(A(C)\) because it satisfies \[ T^2-t^2=0. \] But \(t\notin k[t^2,t^3]\): every positive exponent occurring in that subring belongs to the semigroup generated by \(2\) and \(3\), which does not contain \(1\). Thus \(A(C)\) is not integrally closed, and step 2 implies that \(C\) is not normal.

    8. Let \(A=A(Y)\), let \(K=\operatorname{Frac}A\), and let \(B\) be the integral closure of \(A\) in \(K\).Then \(B\) is the coordinate ring of a normal affine variety \(\widetilde Y\), and the inclusion \(A\hookrightarrow B\) induces a morphism\[ \pi:\widetilde Y\to Y. \]

    2.The inclusion of coordinate rings \(A\hookrightarrow B\) gives the morphism \(\pi\).

    9. Every dominant morphism \(\phi:Z\to Y\) from a normal variety factors uniquely through \(\pi\).

    Dominance makes the pullback \[ \phi^*:A\longrightarrow\mco(Z) \] injective. Indeed, if \(0\ne a\in A\) had \(a\circ\phi=0\), the dense set \(\phi(Z)\) would lie in the proper closed zero set \(Z_Y(a)\), impossible. Thus \(\phi^*\) extends to an embedding \[ K=\operatorname{Frac}A\hookrightarrow K(Z). \]

    Take \(b\in B\) and regard its image as an element of \(K(Z)\). Because \(b\) is integral over \(A\), at every point \(z\in Z\) its image satisfies a monic equation with coefficients in the local ring \(\mco_{z,Z}\). Normality of \(Z\) makes that local ring integrally closed in \(K(Z)\), so the image of \(b\) belongs to \(\mco_{z,Z}\) for every \(z\). Hence it is a global regular function on \(Z\): the local representatives supplied by these germs agree on overlaps because they represent the same rational function. We obtain a \(k\)-algebra homomorphism \[ B\longrightarrow\mco(Z) \] extending \(\phi^*:A\to\mco(Z)\). Choosing affine coordinates for \(\widetilde Y\) from generators of \(B\), these global regular functions define a morphism \[ \theta:Z\to\widetilde Y \] [@Har10a, Lemma I.3.6]. The equality of pullbacks on \(A\) gives \[ \phi=\pi\circ\theta. \]

    For uniqueness, let \(\theta'\) be another such factorization. Its pullback \(B\to\mco(Z)\) agrees with \(\phi^*\) on \(A\). For any \(b\in B\subseteq K=\operatorname{Frac}A\), write \(b=a/c\) with \(a,c\in A\) and \(c\ne0\). Then in the domain \(K(Z)\) every extension of \(\phi^*\) must satisfy \[ \theta'^*(b)=\frac{\phi^*(a)}{\phi^*(c)}=\theta^*(b), \] since injectivity gives \(\phi^*(c)\ne0\). Thus the two pullbacks on \(B\) coincide, so the two morphisms to the affine variety \(\widetilde Y\) coincide. This is the required universal property.

    10. Q.E.D.

    Steps 3, <1>4–<1>6, 7, 2, and <1>8–<1>9 prove parts (a)–(e), respectively.

    Source Collections

    Dependencies

    • P-AGH31CONICSConics, and varieties that are not isomorphic to one anotheruses

    Backlinks

    • P-AGH44RATCURVESConics, the cuspidal cubic, and the nodal cubic are rational curvesuses
    • P-AGH320EXTENDREGExtending a regular function across a normal point in dimension at least twouses
    • P-AGH318PROJNORMALProjective normality depends on the embedding, via the twisted quarticuses