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    Conjugation-invariant quadratic forms on $2\times2$ complex matrices

    P-BKF13-6A

    Area
    Prelim
    Seen at
    BERKELEY
    Years
    2013
    Status
    draft

    Let \(V\) be the complex vector space of complex \(2\times2\) matrices \(X\). Find all quadratic forms \(Q\) on \(V\) such that \(Q(X)=Q(AXA^{-1})\) for any complex invertible \(2\times2\) matrix \(A\).

    Solution

    For \(\alpha,\beta\in\CC\), define \[ Q_{\alpha,\beta}(X) \coloneqq \alpha\,\operatorname{tr}(X^2) +\beta\,\operatorname{tr}(X)^2. \]

    1. Every \(Q_{\alpha,\beta}\) is a conjugation-invariant quadraticform.

    Both \(\operatorname{tr}(X^2)\) and \(\operatorname{tr}(X)^2\) are homogeneous quadratic polynomials in the entries of \(X\). If \(A\) is invertible, then \[ (AXA^{-1})^2=AX^2A^{-1}, \] so invariance of trace under conjugation gives \[ \operatorname{tr}((AXA^{-1})^2) =\operatorname{tr}(X^2), \qquad \operatorname{tr}(AXA^{-1}) =\operatorname{tr}(X). \] Thus \(Q_{\alpha,\beta}(AXA^{-1})=Q_{\alpha,\beta}(X)\).

    2. The restriction of any conjugation-invariant quadratic form\(Q\) to diagonal matrices is of the form\[ Q\!\left( \begin{pmatrix} a&0\\ 0&b \end{pmatrix} \right) = \alpha(a^2+b^2) +\beta(a+b)^2 \]for unique \(\alpha,\beta\in\CC\).

    Because \(Q\) is quadratic, its restriction to diagonal matrices has the form \[ c\,a^2+d\,ab+e\,b^2. \] Conjugation by \[ P= \begin{pmatrix} 0&1\\ 1&0 \end{pmatrix} \] exchanges the two diagonal entries. Invariance therefore gives \[ c\,a^2+d\,ab+e\,b^2 = c\,b^2+d\,ab+e\,a^2 \] for all \(a,b\), so \(c=e\). Hence \[ Q(\operatorname{diag}(a,b)) =c(a^2+b^2)+d\,ab. \] Taking \[ \beta=\frac d2, \qquad \alpha=c-\frac d2 \] gives the displayed expression. Uniqueness follows by comparing the coefficients of \(a^2\) and \(ab\).

    3. Matrices with two distinct eigenvalues are dense in\(M_2(\CC)\).

    Let \[ X= \begin{pmatrix} a&b\\ c&d \end{pmatrix}, \qquad D= \begin{pmatrix} 1&0\\ 0&-1 \end{pmatrix}. \] The discriminant of the characteristic polynomial of \(X+tD\) is \[ \begin{aligned} \Delta(t) &=\operatorname{tr}(X+tD)^2-4\det(X+tD)\\ &=(a+d)^2 -4\bigl(ad-bc+t(d-a)-t^2\bigr). \end{aligned} \] This is a polynomial in \(t\) with leading coefficient \(4\), so it has only finitely many zeros. Hence there are arbitrarily small nonzero \(t\) for which \(\Delta(t)\ne0\). For such \(t\), the matrix \(X+tD\) has two distinct eigenvalues and is therefore diagonalizable. Since \(X+tD\to X\) as \(t\to0\), the claim follows.

    4. Every conjugation-invariant quadratic form \(Q\) equals one of theforms in step

    1.

    Choose \(\alpha,\beta\) from step 2 and set \[ R\coloneqq Q-Q_{\alpha,\beta}. \] Then \(R\) vanishes on every diagonal matrix. If \(X\) is diagonalizable, there is an invertible \(A\) such that \(AXA^{-1}\) is diagonal. Since both \(Q\) and \(Q_{\alpha,\beta}\) are conjugation invariant, \[ R(X)=R(AXA^{-1})=0. \] Thus \(R\) vanishes on all matrices with distinct eigenvalues. By step 3 this set is dense, and \(R\) is a polynomial, hence continuous. Therefore \(R\) vanishes on all of \(M_2(\CC)\).

    5. Consequently the complete family is\[ \boxed{ Q(X) = \alpha\,\operatorname{tr}(X^2) +\beta\,\operatorname{tr}(X)^2, \qquad \alpha,\beta\in\CC. } \]

    Step 1 shows that every displayed form is admissible, and step 4 shows that there are no others.

    6. Q.E.D.

    Step 5 gives the requested classification.