Chapter VI. Representation Theory

FC14 — Humphreys, Introduction to Lie Algebras and Representation Theory.

This chapter contains 21 definitions, 15 theorems, 8 propositions, 14 lemmas, 9 corollaries, 2 examples, 6 constructions, 1 convention, 1 notation and 2 formulas.

Nobody has checked this chapter against Lean yet, so the statements below say nothing about whether they are formalized.

Convention: representation-theory setting

FC14-C06-U001 · Chapter VI opening; p. 107

L is semisimple over algebraically closed F of characteristic zero; H is a fixed CSA, Φ its root system, Δ a base, and W the Weyl group. Finite-dimensional modules are the main object, though selected infinite-dimensional modules are admitted.

Definition: weight and weight space of an L-module

FC14-C06-U002 · §20.1; p. 107 · after FC14-C04-U017

For an L-module V and λ∈H*, V_λ={v | h·v=λ(h)v for all h∈H}. If V_λ≠0 it is a weight space and λ is a weight. For finite-dimensional V, V is the direct sum of its weight spaces.

Lemma: root spaces shift weights

FC14-C06-U003 · §20.1; p. 107 · after FC14-C02-U054, FC14-C06-U002

For any L-module V, L_α maps V_λ into V_{λ+α}; the sum V′ of all weight spaces is direct and is an L-submodule; if V is finite-dimensional, V=V′.

Definition: maximal vector

FC14-C06-U004 · §20.2; p. 108 · after FC14-C03-U014, FC14-C06-U002

A maximal vector of weight λ is a nonzero v∈V_λ annihilated by all positive-root spaces L_α; it is enough to require annihilation by the simple-root spaces.

Definition: standard cyclic module and highest weight

FC14-C06-U005 · §20.2; p. 108 · after FC14-C05-U005, FC14-C06-U004

If V=U(L)v^+ for a maximal vector v^+ of weight λ, V is a standard cyclic module of weight λ and λ is its highest weight.

Theorem: structure of a standard cyclic module

FC14-C06-U006 · §20.2; pp. 108–109 · after FC14-C04-U029, FC14-C05-U012, FC14-C06-U003, FC14-C06-U005

For standard cyclic V of highest weight λ: V is spanned by PBW monomials in negative-root vectors applied to v^+; all weights are ≤λ; every weight space is finite-dimensional and dim V_λ=1; every submodule is a sum of weight spaces; V is indecomposable with a unique maximal proper submodule and unique irreducible quotient; every nonzero quotient is standard cyclic of highest weight λ.

Corollary: uniqueness of maximal vector in an irreducible highest-weight module

FC14-C06-U007 · §20.2; p. 109 · after FC14-C06-U006

If a standard cyclic module is irreducible, its maximal vector is unique up to nonzero scalar.

Theorem: uniqueness of irreducible standard cyclic modules

FC14-C06-U008 · §20.3; p. 109 · after FC14-C06-U006

Any two irreducible standard cyclic L-modules with the same highest weight λ are isomorphic.

Construction: one-dimensional Borel module Dλ

FC14-C06-U009 · §20.3; p. 110 · after FC14-C04-U029, FC14-C06-U004

For the standard Borel B=H⊕N^+, define the one-dimensional B-module D_λ=Fv^+ by (h+n)v+=λ(h)v+.

Definition/construction: Verma module Z(λ)

FC14-C06-U010 · §20.3; p. 110 · after FC14-C05-U013, FC14-C06-U009

The induced module Z(λ)=U(L)⊗_{U(B)}D_λ (the Verma module) is a standard cyclic module of highest weight λ. As a left U(N^−)-module it is canonically U(N^−).

Construction: Verma module by generators and relations

FC14-C06-U011 · §20.3; p. 110 · after FC14-C05-U011, FC14-C06-U010

Let I(λ) be the left ideal of U(L) generated by positive-root vectors and h−λ(h)1. Then Z(λ)≅U(L)/I(λ).

Theorem: existence of irreducible highest-weight module V(λ)

FC14-C06-U012 · §20.3; p. 110 · after FC14-C06-U006, FC14-C06-U008, FC14-C06-U010

For every λ∈H*, the Verma module Z(λ) has a unique maximal submodule Y(λ), and V(λ)=Z(λ)/Y(λ) is the irreducible standard cyclic module of highest weight λ.

Theorem/recorded result: Verma-module Hom-space dimension

FC14-C06-U013 · §20 Notes; p. 112 · after FC14-C06-U010

The source records Verma’s result that Hom_L(Z(μ),Z(λ)) is either zero or one-dimensional. Verma proved a sufficient condition for the one-dimensional case, later proved necessary by Bernstein–Gelʹfand–Gelʹfand; the condition itself is not restated here.

Theorem: necessary integrality condition for finite dimension

FC14-C06-U014 · §21.1; p. 112 · after FC14-C02-U048, FC14-C06-U012

If a finite-dimensional irreducible L-module has highest weight λ, then λ(h_i)=⟨λ,α_i⟩ is a nonnegative integer for every simple root α_i.

Definition: integral and dominant integral weights

FC14-C06-U015 · §21.1; pp. 112–113 · after FC14-C03-U055, FC14-C06-U014

A linear function λ∈H* is integral if λ(h_α)∈Z for all roots (equivalently simple roots), and dominant integral if the simple values are nonnegative. The integral weights form the weight lattice Λ and dominant integral weights form Λ^+.

Notation: weight set Π(V) and Π(λ)

FC14-C06-U016 · §21.1; p. 113 · after FC14-C06-U002, FC14-C06-U012

Π(V) denotes the set of weights of an L-module V; Π(λ) abbreviates Π(V(λ)).

Theorem: dominant integral highest weights give finite-dimensional modules

FC14-C06-U017 · §21.2; pp. 113–114 · after FC14-C03-U026, FC14-C06-U012, FC14-C06-U015

If λ is dominant integral, V(λ) is finite-dimensional. W permutes Π(λ), and dim V_μ=dim V_{wμ} for every w∈W.

Corollary: classification of finite-dimensional irreducible modules

FC14-C06-U018 · §21.2; p. 113 · after FC14-C06-U008, FC14-C06-U014, FC14-C06-U017

λ↦V(λ) gives a bijection from dominant integral weights Λ^+ to isomorphism classes of finite-dimensional irreducible L-modules.

Lemma: commutator formulas in U(L) for simple sl2-triples

FC14-C06-U019 · §21.2; p. 113 · after FC14-C05-U023, FC14-C05-U011

For standard generators and k≥0: [x_i,y_j^{k+1}]=0 for i≠j; [h_i,y_j^{k+1}]=−(k+1)c_{ji}y_j^{k+1}; and [x_i,y_i^{k+1}]=−(k+1)y_i^k(k−h_i).

Proposition: weight strings in finite-dimensional highest-weight modules

FC14-C06-U020 · §21.3; p. 114 · after FC14-C02-U048, FC14-C03-U013, FC14-C06-U017

For λ∈Λ^+, μ∈Π(λ), α∈Φ, the α-string through μ is connected, is reversed by σ_α, and if it runs μ−rα,…,μ+qα then r−q=⟨μ,α⟩.

Proposition: weight set is saturated

FC14-C06-U021 · §21.3; p. 114 · after FC14-C03-U062, FC14-C03-U065, FC14-C06-U020

For λ∈Λ^+, Π(λ) is saturated. Equivalently μ∈Λ belongs to Π(λ) iff μ and every W-conjugate of μ are ≤λ.

Definition: annihilator ideal J(λ)

FC14-C06-U022 · §21.4; p. 115 · after FC14-C06-U011, FC14-C06-U012

For λ∈Λ^+, J(λ) is the left ideal of U(L) annihilating a maximal vector of V(λ). The canonical quotient U(L)/I(λ)=Z(λ)→V(λ) is induced by I(λ)⊆J(λ).

Theorem: generators and relations for V(λ)

FC14-C06-U023 · §21.4; pp. 115–116 · after FC14-C06-U019, FC14-C06-U022

If m_i=⟨λ,α_i⟩, then J(λ) is generated by I(λ) together with y_i^{m_i+1} for the simple negative-root generators y_i.

Lemma: commutator with a power in an associative algebra

FC14-C06-U024 · §21.4; p. 116 · after FC14-C05-U005

For elements y,z of an associative algebra, [y^k,z]=Σ_{i=0}^{k−1} yi[y,z]y{k−1−i}.

Definition: weight multiplicity

FC14-C06-U025 · §22 opening; pp. 117–118 · after FC14-C06-U017

For λ∈Λ^+ and integral μ, m_λ(μ)=dim V(λ)_μ, taken as zero when μ is not a weight. For fixed λ the source writes m(μ).

Definition/construction: universal Casimir element

FC14-C06-U026 · §22.1; p. 118 · after FC14-C02-U015, FC14-C05-U005

Choose Killing-dual bases h_i,k_i of H and root vectors x_α,z_α with κ(x_α,z_α)=1. The element c_L=Σh_ik_i+Σ_{α∈Φ}x_αz_α∈U(L) is the universal Casimir element. Its image under any representation commutes with L.

Lemma: uniqueness of invariant nondegenerate forms on a simple Lie algebra

FC14-C06-U027 · §22.1; pp. 118–119 · after FC14-C02-U032

On a simple Lie algebra, any two nondegenerate symmetric associative bilinear forms are nonzero scalar multiples.

Proposition: universal and representation Casimir elements

FC14-C06-U028 · §22.1; p. 119 · after FC14-C02-U022, FC14-C06-U026, FC14-C06-U027

For a nontrivial representation of simple L, the image of c_L is a nonzero scalar multiple of its ordinary Casimir operator; for semisimple L, c_L is the sum of the universal Casimirs of the simple ideals and its image still centralizes the representation.

Formula: trace of xαzα on a weight space

FC14-C06-U029 · §22.2; pp. 119–121 · after FC14-C06-U020, FC14-C06-U025, FC14-C06-U026

For μ∈Π(λ) and α∈Φ, the source derives Tr_{V_μ}(x_αz_α)=Σ_{i≥0}m(μ+iα)(μ+iα,α), with the finite sum determined by the α-string through μ.

Theorem: Freudenthal multiplicity formula

FC14-C06-U030 · §22.3; pp. 121–123 · after FC14-C03-U060, FC14-C06-U025, FC14-C06-U029

For irreducible V(λ), λ∈Λ^+, and μ∈Λ, multiplicities satisfy [(λ+δ,λ+δ)−(μ+δ,μ+δ)]m(μ)=2Σ_{α>0}Σ_{i≥1}m(μ+iα)(μ+iα,α), where δ is the half-sum of positive roots and m(λ)=1.

Examples: Freudenthal multiplicities for A2 and G2

FC14-C06-U031 · §22.4; pp. 123–124 · after FC14-C03-U046, FC14-C03-U051, FC14-C06-U030

The source works explicit multiplicity tables for an A_2 highest weight and for a range of G_2 highest weights, illustrating recursive calculation by levels.

Definition: integral weight group ring Z[Λ]

FC14-C06-U032 · §22.5; p. 124 · after FC14-C03-U055

Z[Λ] is the free Z-module on basis e(λ), λ∈Λ, with multiplication e(λ)e(μ)=e(λ+μ). W acts by w(e(λ))=e(wλ).

Definition: formal character

FC14-C06-U033 · §22.5; pp. 124–125 · after FC14-C06-U017, FC14-C06-U032

For finite-dimensional V, ch V=Σ_μ(dim V_μ)e(μ)∈Z[Λ]. In particular ch_λ denotes the formal character of V(λ); it is W-invariant.

Proposition: W-invariants have a unique character expansion

FC14-C06-U034 · §22.5; p. 125 · after FC14-C03-U058, FC14-C06-U018, FC14-C06-U033

Every W-invariant element of Z[Λ] is uniquely a Z-linear combination of the irreducible characters ch_λ, λ∈Λ^+.

Proposition: characters multiply under tensor products

FC14-C06-U035 · §22.5; p. 125 · after FC14-C02-U034, FC14-C06-U033

For finite-dimensional L-modules V,W, ch(V⊗W)=ch(V)ch(W).

Definition: polynomial functions and invariant polynomial algebras

FC14-C06-U036 · §23.1; pp. 126–127 · after FC14-C05-U003, FC14-C04-U035

For finite-dimensional V, P(V)=S(V*) is the algebra of polynomial functions. P(H)^W denotes Weyl-invariant polynomials on H; with G=Int L, P(L)^G denotes invariant polynomial functions on L.

Construction: trace polynomial

FC14-C06-U037 · §23.1; p. 127 · after FC14-C06-U036

For a finite-dimensional representation φ and k≥0, x↦Tr(φ(x)^k) is a G-invariant polynomial on L. Such functions are called trace polynomials.

Construction: Chevalley restriction map

FC14-C06-U038 · §23.1; p. 127 · after FC14-C04-U008, FC14-C06-U036

Restriction from L to H gives an algebra homomorphism θ:P(L)G→P(H)W.

Theorem: Chevalley restriction surjectivity

FC14-C06-U039 · §23.1; pp. 127–128 · after FC14-C06-U038

The restriction map θ:P(L)G→P(H)W is surjective.

Corollary: trace polynomials generate invariant polynomials after restriction

FC14-C06-U040 · §23.1; p. 128 · after FC14-C06-U037, FC14-C06-U039

The subalgebra generated by trace polynomials maps isomorphically onto P(H)^W; the source records the full injectivity of Chevalley restriction via the appendix density argument.

Definition: center of U(L)

FC14-C06-U041 · §23.2; p. 128 · after FC14-C05-U005

Z(U(L)) is the set of enveloping-algebra elements commuting with all of U(L), equivalently with all x∈L.

Lemma: center equals inner-automorphism invariants

FC14-C06-U042 · §23.2; pp. 128–129 · after FC14-C04-U035, FC14-C06-U041

Z(U(L)) is precisely the subspace of U(L) fixed by G=Int L.

Definition: central character χλ

FC14-C06-U043 · §23.2; p. 129 · after FC14-C06-U010, FC14-C06-U041

For z∈Z(U(L)), z acts on a Verma module Z(λ) by a scalar χ_λ(z); χ_λ:Z(U(L))→F is an F-algebra homomorphism, the character determined by λ. The same scalar acts on submodules and quotients.

Definition: linkage of weights

FC14-C06-U044 · §23.2; p. 129 · after FC14-C03-U060

Weights λ,μ∈H* are linked, λ∼μ, if λ+δ and μ+δ are W-conjugate. This is an equivalence relation.

Proposition: maximal vector inside an integral Verma module

FC14-C06-U045 · §23.2; pp. 129–130 · after FC14-C06-U010, FC14-C06-U019

If λ is integral and m=⟨λ,α⟩≥0, then the coset of y_α^{m+1} in Z(λ) is a maximal vector of weight λ−(m+1)α.

Corollary: central character equality across a simple affine reflection

FC14-C06-U046 · §23.2; pp. 129–130 · after FC14-C03-U026, FC14-C03-U060, FC14-C06-U043, FC14-C06-U045

Let λ be integral and α a root, and set μ=σ_α(λ+δ)−δ. Then χ_λ=χ_μ.

Corollary: linked integral weights have equal central characters

FC14-C06-U047 · §23.2; p. 130 · after FC14-C03-U026, FC14-C06-U044, FC14-C06-U046

If integral λ,μ are linked then χ_λ=χ_μ.

Construction: PBW projection and Harish–Chandra homomorphism

FC14-C06-U048 · §23.3; pp. 130–131 · after FC14-C05-U012, FC14-C06-U041, FC14-C06-U043

Using a PBW ordering N−,H,N+, define ξ:U(L)→U(H) by retaining only PBW monomials in H. Its restriction to the center is multiplicative. Composing with the shift h_i↦h_i−1 gives the Harish–Chandra map ψ:Z(U(L))→S(H)^W, satisfying χ_λ(z)=(λ+δ)(ψ(z)).

Theorem: Harish–Chandra character theorem

FC14-C06-U049 · §23.3; pp. 130–132 · after FC14-C06-U044, FC14-C06-U046, FC14-C06-U048

For λ,μ∈H*, χ_λ=χ_μ iff λ and μ are linked, equivalently λ+δ and μ+δ lie in the same W-orbit.

Lemma: W-orbits separated by invariant polynomials

FC14-C06-U050 · §23.3; p. 131 · after FC14-C06-U036

Distinct W-orbits in H* are separated by some element of S(H)^W.

Theorem: surjectivity of the Harish–Chandra map

FC14-C06-U051 · §23.3; pp. 131–132 · after FC14-C06-U039, FC14-C06-U042, FC14-C06-U048

The Harish–Chandra homomorphism ψ maps Z(U(L)) onto S(H)^W.

Definition: Zariski topology and polynomial functions on affine space

FC14-C06-U052 · §23.3 Appendix; pp. 132–133 · after FC14-C06-U036

On affine n-space F^n, closed sets are common zero sets of polynomial ideals; this defines the Zariski topology. Polynomial functions are evaluations of polynomials.

Definition: irreducible topological subset

FC14-C06-U053 · §23.3 Appendix; p. 133

A subset is irreducible if it cannot be covered by two proper closed subsets.

Lemma: affine space is irreducible

FC14-C06-U054 · §23.3 Appendix; p. 133 · after FC14-C06-U052

Affine n-space over the infinite field F is irreducible.

Corollary: nonempty Zariski opens are dense

FC14-C06-U055 · §23.3 Appendix; p. 133 · after FC14-C06-U053

Every nonempty Zariski-open subset of affine n-space is dense.

Definition/result: p-regular elements

FC14-C06-U056 · §23.3 Appendix; pp. 133–134 · after FC14-C04-U018, FC14-C04-U033, FC14-C06-U054

Using the characteristic polynomial of ad x, p-rank is the smallest possible multiplicity of zero as an ad-eigenvalue; x is p-regular when it attains it. The p-regular set is nonempty open and dense, and equals the set of regular semisimple elements; p-rank equals rank L.

Corollary: injectivity of Chevalley restriction

FC14-C06-U057 · §23.3 Appendix; p. 134 · after FC14-C06-U038, FC14-C06-U055

A G-invariant polynomial on L vanishing on H vanishes on the dense regular-semisimple locus and hence identically. Thus θ:P(L)G→P(H)W is injective.

Theorem/recorded result: Chevalley polynomiality theorem for Weyl invariants

FC14-C06-U058 · §23 Notes; p. 135 · after FC14-C06-U037

The source records Chevalley’s theorem that the invariant algebra S(H)^W is a polynomial algebra.

Definition: convolution algebra X of formal weight functions

FC14-C06-U059 · §24.1; pp. 135–136 · after FC14-C03-U014

X consists of F-valued functions on H* whose support is contained in finitely many downward positive-root cones; convolution makes X a commutative algebra containing finite and Verma-module formal characters.

Definition: Kostant partition function

FC14-C06-U060 · §24.1; p. 136 · after FC14-C06-U057

p(λ) counts representations of −λ as a nonnegative integral sum of positive roots; viewed as an element of X it is the formal character of a Verma module after the appropriate shift.

Definition: Weyl function

FC14-C06-U061 · §24.1; p. 136 · after FC14-C03-U060, FC14-C06-U057

The Weyl function is q=∏{α>0}(e{α/2}−e_{−α/2}) in the convolution algebra X.

Lemma: Lemma 24.1A — product formulas for p and q

FC14-C06-U062 · §24.1; p. 136 · after FC14-C03-U060, FC14-C06-U059, FC14-C06-U060

If f_α is the geometric-series function supported on nonpositive multiples of a positive root α, then p=∏{α>0}f_α, (e_0−e{−α})*f_α=e_0, and q=e_δ∏{α>0}(e_0−e{−α}).

Lemma: Lemma 24.1B — Weyl anti-invariance of q

FC14-C06-U063 · §24.1; p. 136 · after FC14-C03-U028, FC14-C06-U061, FC14-C06-U062

For w∈W, w(q)=sn(w)q, where sn(w)=(−1)^{ℓ(w)}.

Lemma: Lemma 24.1C — inverse identity

FC14-C06-U064 · §24.1; p. 136 · after FC14-C06-U059, FC14-C06-U062

The convolution identity qpe_{−δ}=e_0 holds.

Lemma: Lemma 24.1D — Verma-character coefficient formula

FC14-C06-U065 · §24.1; p. 136 · after FC14-C06-U010, FC14-C06-U059

For a Verma module Z(λ), ch Z(λ)(μ)=p(μ−λ)=(p*e_λ)(μ).

Lemma: Lemma 24.1E — q times a Verma character

FC14-C06-U066 · §24.1; p. 136 · after FC14-C06-U064, FC14-C06-U065

For every λ∈H, qch Z(λ)=e_λ.

Definition: category Mλ used in the multiplicity proof

FC14-C06-U067 · §24.2; p. 137 · after FC14-C06-U043, FC14-C06-U049, FC14-C06-U057

M_λ consists of weight modules whose center acts via χ_λ and whose formal character lies in X; it is closed under submodules, quotients, and finite direct sums. By Harish–Chandra, M_λ=M_μ exactly for linked λ,μ.

Lemma: nonzero modules in Mλ contain maximal vectors

FC14-C06-U068 · §24.2; p. 137 · after FC14-C06-U004, FC14-C06-U067

Every nonzero module in M_λ has a maximal vector.

Proposition: composition factors of a Verma module

FC14-C06-U069 · §24.2; pp. 137–138 · after FC14-C06-U010, FC14-C06-U012, FC14-C06-U049, FC14-C06-U067

Z(λ) has a finite composition series; every factor is V(μ) for μ≤λ linked to λ; V(λ) occurs with multiplicity one.

Corollary: irreducible character as integer combination of Verma characters

FC14-C06-U070 · §24.2; p. 138 · after FC14-C06-U069

For λ∈H*, ch V(λ) is a Z-linear combination of ch Z(μ) over μ≤λ linked to λ, with coefficient one at μ=λ.

Theorem: Kostant multiplicity formula

For λ∈Λ^+, m_λ(μ)=Σ_{w∈W}sn(w) p(μ+δ−w(λ+δ)).

Lemma: Weyl denominator formula

FC14-C06-U072 · §24.3; pp. 138–139 · after FC14-C06-U060, FC14-C06-U070

q=Σ_{w∈W}sn(w)e_{wδ}.

Theorem: Weyl character formula

FC14-C06-U073 · §24.3; p. 139 · after FC14-C06-U033, FC14-C06-U071

For λ∈Λ^+, (Σ_{w∈W}sn(w)e_{wδ}) ch V(λ)=Σ_{w∈W}sn(w)e_{w(λ+δ)}; equivalently ch V(λ) is the quotient of these alternating sums.

Corollary: Weyl dimension formula

FC14-C06-U074 · §24.3; pp. 139–140 · after FC14-C06-U072

Writing deg(λ)=dim V(λ), the Weyl dimension formula is deg(λ)=∏{α>0}(λ+δ,α)/(δ,α)=∏{α>0}⟨λ+δ,α⟩/⟨δ,α⟩.

Examples: Weyl dimensions in rank one and two

FC14-C06-U075 · §24.3; p. 140 · after FC14-C03-U046, FC14-C03-U051, FC14-C06-U073

The source specializes the dimension formula to A_1,A_2,B_2,G_2 and recovers dim of the adjoint and seven-dimensional G_2 modules.

Theorem: Steinberg tensor-product multiplicity formula

FC14-C06-U076 · §24.4; pp. 140–141 · after FC14-C06-U035, FC14-C06-U070, FC14-C06-U072

For dominant λ′,λ″, the multiplicity of V(λ) in V(λ′)⊗V(λ″) is Σ_{σ,τ∈W}sn(στ) p(λ+2δ−σ(λ′+δ)−τ(λ″+δ)).

Formula: Appendix Casimir eigenvalue on a standard cyclic module

FC14-C06-U077 · Chapter VI Appendix; p. 143 · after FC14-C03-U060, FC14-C06-U026

On a standard cyclic module of highest weight λ, the universal Casimir element acts by the scalar (λ+δ,λ+δ)−(δ,δ).

Proposition: Appendix integral-weight composition-series criterion

FC14-C06-U078 · Chapter VI Appendix; pp. 143–144 · after FC14-C06-U006, FC14-C06-U077

If Z is a standard cyclic module of integral highest weight λ, then Z has a finite composition series whose factors are V(μ) with μ≤λ and (μ+δ,μ+δ)=(λ+δ,λ+δ).

Construction/comparison: Appendix triangular character inversion and Casimir-only proof route

FC14-C06-U079 · Chapter VI Appendix; p. 144 · after FC14-C03-U066, FC14-C06-U066, FC14-C06-U068, FC14-C06-U078

For integral λ, the Appendix orders the finitely many μ≤λ with the same shifted norm, inverts the resulting upper-unitriangular Verma-character matrix over Z, and derives Weyl’s and Kostant’s formulas using W-anti-invariance of q and Lemma 13.4C, avoiding the full Harish–Chandra theorem.