Chapter VI. Semisimple and Unipotent Elements

FC16 — Humphreys, Linear Algebraic Groups.

This chapter contains 9 definitions, 3 theorems, 5 propositions, 7 lemmas, 1 corollary, 1 construction and 2 other statements.

Nobody has checked this chapter against Lean yet, so the statements below say nothing about whether they are formalized.

Definition: semisimple and nilpotent endomorphisms

FC16-C06-U001 · §15.1; p. 95 · after FC16-C01-U001

An endomorphism is semisimple when its minimal polynomial has distinct roots, equivalently it is diagonalizable over K; nilpotent means some power is zero.

Lemma: additive Jordan–Chevalley decomposition

FC16-C06-U002 · §15.1; pp. 95–96 · after FC16-C06-U001

Every endomorphism x decomposes uniquely as x=x_s+x_n with commuting semisimple and nilpotent parts, both polynomial expressions in x without constant term.

Definition: unipotent endomorphism

FC16-C06-U003 · §15.1; p. 96 · after FC16-C06-U001

An invertible endomorphism is unipotent when it is 1 plus a nilpotent endomorphism, equivalently its only eigenvalue is 1.

Lemma: multiplicative Jordan decomposition in GL(V)

FC16-C06-U004 · §15.1; p. 96 · after FC16-C06-U002, FC16-C06-U003

Every x∈GL(V) decomposes uniquely as x=x_sx_u=x_ux_s with semisimple x_s and unipotent x_u; the factors preserve every x-stable subspace and commute functorially with commuting operators.

Lemma: one-parameter subgroup generated by a unipotent element in characteristic zero

FC16-C06-U005 · §15.1; pp. 96–97 · after FC16-C06-U003, FC16-C02-U003

In characteristic zero, a nontrivial unipotent x determines exp(a log x):G_a→GL(V), an isomorphism onto the smallest closed subgroup containing x.

Proposition: Jordan decomposition of regular representations of GLn and gln

FC16-C06-U006 · §15.2; pp. 97–98 · after FC16-C06-U004, FC16-C06-U002, FC16-C02-U027, FC16-C03-U003

For GL_n and gl_n, the operators induced on coordinate functions by an element have semisimple/unipotent or semisimple/nilpotent parts induced by its matrix Jordan decomposition.

Result: semisimple and unipotent loci under representations

FC16-C06-U007 · §15.2–15.3; pp. 97–99 · after FC16-C06-U006, FC16-C02-U030

The polynomial nature of Jordan parts in faithful representations permits the intrinsic definitions of semisimple/unipotent group elements and semisimple/nilpotent Lie elements.

Theorem: Jordan decomposition in algebraic groups and Lie algebras

FC16-C06-U008 · §15.3; p. 99 · after FC16-C06-U006, FC16-C02-U030, FC16-C02-U011

Every x∈G has unique commuting semisimple and unipotent parts in G; every x∈g has unique commuting semisimple and nilpotent parts in g. Homomorphisms and differentials preserve these decompositions.

Definition: simultaneously diagonalizable and trigonalizable sets

FC16-C06-U009 · §15.4; p. 99 · after FC16-C02-U005

A subset of matrices is diagonalizable/trigonalizable when a single conjugation carries it into the diagonal/upper-triangular matrices.

Proposition: simultaneous triangularization of commuting matrices

FC16-C06-U010 · §15.4; pp. 99–100 · after FC16-C06-U009, FC16-C06-U001

Every commuting set of matrices is simultaneously triangularizable; any semisimple subfamily can be simultaneously diagonalized.

Theorem: structure of commutative algebraic groups by Jordan parts

FC16-C06-U011 · §15.5; p. 100 · after FC16-C06-U008, FC16-C06-U010

For a commutative algebraic group G, the semisimple and unipotent subsets G_s,G_u are closed subgroups, connected when G is; multiplication gives G_s×G_u≅G and Lie algebras split compatibly.

Definition: character group

FC16-C06-U012 · §16.1; pp. 101–102 · after FC16-C04-U005

X(G)=Hom_alg.grp(G,G_m) is an abelian group under multiplication.

Definition: diagonalizable group (d-group)

FC16-C06-U013 · §16.1; pp. 101–103 · after FC16-C06-U012, FC16-C02-U013

A d-group is an algebraic group all of whose rational representations decompose into character weight spaces; equivalently it is isomorphic to a closed subgroup of a diagonal group.

Lemma: linear independence of distinct characters

FC16-C06-U014 · §16.1; p. 102 · after FC16-C06-U012

Distinct homomorphisms from an abstract group to K^* are linearly independent as K-valued functions.

Proposition: closed subgroups and character kernels of d-groups

FC16-C06-U015 · §16.2; p. 103 · after FC16-C06-U013, FC16-C06-U012

Closed subgroups of d-groups are d-groups and intersections of character kernels; conversely every d-group is diagonalizable.

Definition: torus

FC16-C06-U016 · §16.2; p. 103 · after FC16-C06-U013, FC16-C02-U003

A torus is a connected diagonalizable algebraic group, equivalently a group isomorphic to G_m^r.

Lemma: finite generation of character groups of d-groups

FC16-C06-U017 · §16.2; pp. 103–104 · after FC16-C06-U013, FC16-C06-U012

For a d-group G, X(G) is a finitely generated abelian group.

Lemma: character group of a connected group is torsion-free

FC16-C06-U018 · §16.2; p. 104 · after FC16-C06-U012, FC16-C02-U006

If G is connected then X(G) has no nonzero torsion.

Lemma: independent characters prescribe torus coordinates

FC16-C06-U019 · §16.2; p. 104 · after FC16-C06-U016, FC16-C06-U014

Linearly independent characters χ_1,…,χ_r of a torus jointly surject T→G_m^r, so arbitrary nonzero coordinate values can be prescribed.

Theorem: structure of a d-group

FC16-C06-U020 · §16.2; pp. 104–105 · after FC16-C06-U015, FC16-C06-U017, FC16-C06-U018

A d-group is a direct product G°×H, where G° is a torus and H is finite of order prime to char K; in particular connected d-groups are tori.

Definition: one-parameter multiplicative subgroups and character–cocharacter pairing

FC16-C06-U021 · §16.2; p. 105 · after FC16-C06-U016, FC16-C06-U012

Y(D)=Hom(G_m,D) is the cocharacter group; composition with χ∈X(D) gives the integer pairing ⟨χ,λ⟩, perfect for a torus.

Construction: coordinate algebra of a diagonalizable group from its character group

FC16-C06-U022 · §16.2; pp. 104–105 · after FC16-C06-U013, FC16-C06-U017, FC16-C01-U030

The coordinate algebra of a d-group is described by the group algebra K[X(G)], relating diagonalizable groups contravariantly to finitely generated abelian groups with allowed torsion.

Result: finite-order elements are dense in a d-group

FC16-C06-U023 · §16.3; p. 105 · after FC16-C06-U020

The elements of finite order prime to the characteristic form a dense subset of a diagonalizable group.

Proposition: rigidity for families of homomorphisms from dense torsion

FC16-C06-U024 · §16.3; pp. 105–106 · after FC16-C06-U023, FC16-C01-U025

Under the stated hypotheses on a connected parameter variety V, a morphic family of homomorphisms from a group with dense torsion into a group with finitely many m-torsion points is constant in the parameter.

Corollary: normalizer identity component equals centralizer for a d-group

FC16-C06-U025 · §16.3; p. 106 · after FC16-C06-U024, FC16-C02-U023

If D is a diagonalizable subgroup of G, then N_G(D)°=C_G(D)°.

Definition: weights of a d-group action

FC16-C06-U026 · §16.4; pp. 106–107 · after FC16-C06-U013, FC16-C04-U006

For a rational D-module V, V=⊕_{χ∈X(D)}V_χ; nonzero χ with V_χ≠0 are weights, with V^D=V_0.

Definition: roots relative to a diagonalizable subgroup

FC16-C06-U027 · §16.4; p. 107 · after FC16-C06-U026, FC16-C03-U015

For D≤G, the nonzero weights of Ad D on g are roots Φ(G,D); the zero-weight space is g^D and contains d.

Proposition: generic element of a torus has the same centralizer

FC16-C06-U028 · §16.4; pp. 107–108 · after FC16-C06-U027, FC16-C06-U019, FC16-C03-U022

If D is a torus stabilizing H, there exists x∈D with C_H(x)=C_H(D) and corresponding Lie centralizers equal.