Chapter XI. Representations and Classification of Semisimple Groups

FC16 — Humphreys, Linear Algebraic Groups.

This chapter contains 7 definitions, 6 theorems, 9 propositions, 3 lemmas, 2 corollaries, 7 constructions and 8 other statements.

Nobody has checked this chapter against Lean yet, so the statements below say nothing about whether they are formalized.

Definition/result: weights and multiplicities of a rational representation

FC16-C11-U001 · §31.1; pp. 188–189 · after FC16-C06-U026, FC16-C09-U006, FC16-C02-U013

For a rational G-module V, a weight is a character λ∈X(T) with V_λ={v | t·v=λ(t)v}; dim V_λ is its multiplicity. W permutes weights and preserves multiplicities.

Definition/result: abstract weight lattice and dominant weights

FC16-C11-U002 · §31.1; p. 189 · after FC16-C10-U003, FC16-C10-U002, FC16-C10-U004

Every representation weight is an abstract weight: its Cartan integers against all roots are integral. Abstract weights form a lattice Λ containing the root lattice Λ_r with finite index; a base gives fundamental dominant weights and the dominant cone.

Definition: fundamental group, simply connected type and adjoint type

FC16-C11-U003 · §31.1; p. 189 · after FC16-C11-U002, FC16-C06-U012, FC16-C09-U031

For semisimple G, π(G)=Λ/X(T). G is simply connected (universal type) when X(T)=Λ, and of adjoint type when X(T)=Λ_r.

Definition: maximal vector

FC16-C11-U004 · §31.2; p. 189 · after FC16-C07-U014, FC16-C09-U033, FC16-C11-U001

A nonzero v in a rational G-module is maximal relative to B when Kv is B-stable, equivalently v is a weight vector fixed by all positive root groups.

Proposition: module generated by a maximal vector

FC16-C11-U005 · §31.2; pp. 189–190 · after FC16-C11-U004, FC16-C10-U003, FC16-C10-U021

If v is maximal of weight λ and V′=⟨Gv⟩, then every weight is λ minus a nonnegative integral combination of positive roots, λ has multiplicity one, and V′ has a unique maximal proper submodule.

Corollary: highest weight of a maximal-generated module is dominant

FC16-C11-U006 · §31.2; p. 190 · after FC16-C11-U005, FC16-C11-U002

The maximal weight λ occurring in the preceding proposition is dominant.

Definition: irreducible rational G-module

FC16-C11-U007 · §31.3; p. 190 · after FC16-C02-U013

A nonzero rational G-module is irreducible when its only G-stable subspaces are 0 and itself.

Theorem/recorded result: geometric reductivity of reductive groups

FC16-C11-U008 · §31.3; p. 190 · after FC16-C07-U030, FC16-C05-U020

The source records Haboush’s theorem: every reductive algebraic group is geometrically reductive, in the stated invariant-polynomial sense; this is sufficient for finite generation of invariant rings.

Theorem: highest-weight classification of irreducible modules

FC16-C11-U009 · §31.3; pp. 190–191 · after FC16-C11-U005, FC16-C11-U006, FC16-C11-U007, FC16-C11-U001

Every irreducible rational G-module has a unique B-stable line generated by a maximal vector of dominant highest weight λ with multiplicity one; all other weights are lower by nonnegative positive-root combinations and W preserves multiplicities. Two irreducibles are isomorphic iff their highest weights agree.

Construction/result: addition of highest weights under tensor products

FC16-C11-U010 · §31.4; p. 191 · after FC16-C11-U004, FC16-C03-U023

If V,V′ contain maximal vectors of weights λ,μ, then their tensor product contains a maximal vector of weight λ+μ; hence existence for λ and μ implies existence for λ+μ.

Construction: maximal-parabolic representations realizing multiples of fundamental weights

FC16-C11-U011 · §31.4; pp. 191–192 · after FC16-C04-U003, FC16-C10-U039, FC16-C11-U002

Chevalley’s stabilizer theorem applied to maximal parabolics P_{Δ−{α_i}} gives rational modules with maximal vectors of weights d_iω_i for positive integers d_i.

Construction: canonical highest-weight matrix coefficient

FC16-C11-U012 · §31.4; p. 192 · after FC16-C11-U011, FC16-C10-U021, FC16-C11-U001

Given highest vector v_λ and dual functional r selecting it, c_λ(g)=r(gv_λ) is a regular matrix coefficient satisfying c_λ(xgy)=λ(x) c_λ(g) λ(y) for x in the opposite Borel and y in B, with the corresponding conventions.

Theorem: existence of irreducible modules of every dominant character weight

FC16-C11-U013 · §31.4; p. 192 · after FC16-C11-U010, FC16-C11-U011, FC16-C11-U012, FC16-C01-U084

For every dominant λ∈X(T), there exists an irreducible rational G-module of highest weight λ.

Construction/result: function-space realization of highest-weight modules

FC16-C11-U014 · §31.4; pp. 192–193 · after FC16-C11-U013, FC16-C11-U012, FC16-C02-U027, FC16-C05-U019

For dominant λ, the semi-invariant function space F_λ⊆K[G] defined by left opposite-Borel covariance is right-translation stable; its canonical maximal vector c_λ generates the irreducible module V(λ), and in characteristic zero F_λ itself is irreducible by complete reducibility.

Definition/result: minimal dominant highest weights

FC16-C11-U015 · §31.5; p. 193 · after FC16-C11-U009, FC16-C11-U002

A dominant λ is minimal when no smaller dominant weight exists. Then V(λ) has exactly the W-orbit of λ as its weights, each with multiplicity one, so dim V(λ)=|W·λ|; the source records the fundamental-weight examples by type.

Theorem/result: highest weight of the contragredient

FC16-C11-U016 · §31.6; pp. 193–194 · after FC16-C11-U009, FC16-C03-U023, FC16-C09-U032

If V(λ) is irreducible and w_0 sends B to the opposite Borel, then V(λ)^* is irreducible of highest weight −w_0(λ). Thus V(λ) is self-dual exactly when −w_0(λ)=λ.

Result: invariant bilinear form on a self-dual irreducible

FC16-C11-U017 · §31.6; p. 194 · after FC16-C11-U016, FC16-C11-U007

If V≅V^* is irreducible, Schur’s lemma identifies a one-dimensional space of G-invariant bilinear forms on V, hence such a form is unique up to scalar.

Construction: rank-one and rank-two reductive subgroups used in classification

FC16-C11-U018 · §32 opening; p. 195 · after FC16-C09-U031, FC16-C09-U030, FC16-C10-U042

For simple roots α,β, set Z_α=C_G(T_α) and Z_{αβ}=C_G((T_α∩T_β)°). The latter is reductive of semisimple rank two with root subsystem generated by α,β and is a Levi factor of the corresponding standard parabolic.

Definition: isogeny of algebraic groups

FC16-C11-U019 · §32.1; p. 196 · after FC16-C02-U011, FC16-C02-U012

An isogeny G→G′ is a surjective morphism of algebraic groups with finite kernel.

Theorem: classification of simple algebraic groups by root system and fundamental group

FC16-C11-U020 · §32.1; p. 196 · after FC16-C11-U003, FC16-C10-U002, FC16-C10-U011

Simple algebraic groups with isomorphic root systems and fundamental groups are isomorphic, except that for type D_ℓ with even ℓ≥6 and fundamental group of order 2 there can be two isomorphism types.

Theorem: extension of a based torus isomorphism to semisimple groups

FC16-C11-U021 · §32.1; p. 197 · after FC16-C11-U020, FC16-C06-U012, FC16-C10-U002

If semisimple G,G′ have maximal tori T,T′ and an isomorphism T→T′ whose pullback identifies their root systems, then it extends to an algebraic-group isomorphism G→G′.

Lemma: morphism criterion for an abstract homomorphism from a semisimple group

FC16-C11-U022 · §32.1; pp. 197–198 · after FC16-C10-U022, FC16-C08-U004, FC16-C02-U011

If an abstract group homomorphism from semisimple G to an algebraic group H restricts to a morphism on a Borel subgroup, then it is a morphism on G.

Proposition: extension criterion from T to N(T)

FC16-C11-U023 · §32.2; pp. 198–199 · after FC16-C10-U034, FC16-C11-U018, FC16-C11-U021

After choosing simple-reflection representatives n_α∈N and their rank-two relation elements t_{αβ}, a homomorphism ψ:T→H extends to N with prescribed images h_α exactly when the corresponding Coxeter-power relations among h_α equal ψ(t_{αβ}) for all simple α,β.

Proposition: canonical extension across a rank-one subgroup

FC16-C11-U024 · §32.3; pp. 199–200 · after FC16-C09-U022, FC16-C09-U033, FC16-C09-U034, FC16-C11-U023

An isomorphism T→T′ carrying a root α′ to α extends uniquely to an isomorphism Z_α→Z′_{α′} compatible with chosen admissible root-group parametrizations and simple-reflection representatives.

Corollary: classification of semisimple rank-one groups

FC16-C11-U025 · §32.3; p. 200 · after FC16-C11-U024, FC16-C11-U003

Every semisimple algebraic group of rank one is isomorphic to SL(2,K) or PGL(2,K).

Construction: rank-two compatibility conditions (A), (B), (C)

FC16-C11-U026 · §32.4; pp. 201–202 · after FC16-C11-U023, FC16-C11-U024, FC16-C11-U018

The extension proof is reduced to three rank-two conditions: compatibility of Coxeter relations in N; compatibility of root-group isomorphisms on U_{αβ}; and compatibility of conjugation by chosen simple-reflection representatives.

Proposition: consistent isomorphisms of all root subgroups

FC16-C11-U027 · §32.4; pp. 201–203 · after FC16-C11-U026, FC16-C09-U033, FC16-C09-U006

Assuming the rank-two conditions, the chosen simple-root isomorphisms extend uniquely and consistently to isomorphisms of every U_γ, equivariant under conjugation by N.

Lemma: Chevalley commutator shape

FC16-C11-U028 · §32.5; pp. 203–204 · after FC16-C10-U023, FC16-C09-U034, FC16-C11-U027

For roots α,β and admissible parametrizations, the commutator of x_α(u) and x_β(v) is an ordered product over roots rα+sβ with r,s>0, whose parameters are constants times u^r v^s. If no such roots exist, U_α and U_β commute.

Result: extension to a Borel subgroup

FC16-C11-U029 · §32.5; pp. 203–204 · after FC16-C11-U028, FC16-C11-U027, FC16-C10-U023

Under conditions (A)–(C), the torus and root-subgroup maps combine to an isomorphism of algebraic groups B→B′; rank-two commutator formulas supply multiplicativity.

Lemma: extension of a generically multiplicative morphism

FC16-C11-U030 · §32.6; pp. 204–205 · after FC16-C02-U008, FC16-C01-U053, FC16-C01-U045

A morphism defined on a nonempty open subset of a connected algebraic group and multiplicative whenever x,y,xy remain in that open subset extends uniquely to an algebraic-group morphism on the whole group.

Proposition: generic multiplicativity of the classification map

FC16-C11-U031 · §32.6; pp. 205–206 · after FC16-C10-U020, FC16-C11-U029, FC16-C11-U027

Assuming (A)–(C), the set-theoretic bijection built from Bruhat normal forms satisfies φ(xy)=φ(x)φ(y) whenever x,y,xy lie in the big cell.

Result: rank-two reduction completes the semisimple isomorphism theorem

FC16-C11-U032 · §32.6; p. 206 · after FC16-C11-U031, FC16-C11-U030, FC16-C11-U022, FC16-C11-U026

Generic multiplicativity and the open-extension lemma make the Bruhat-defined bijection an algebraic-group isomorphism, reducing Theorem 32.1 entirely to the rank-two conditions checked in §33.

Program/result: rank-two relations determine the global extension data

FC16-C11-U033 · §33.1; pp. 207–208 · after FC16-C11-U026, FC16-C11-U028, FC16-C11-U018

The source reformulates conditions (A)–(C) as intrinsic relations in each rank-two root subsystem: Coxeter representatives, root-group commutators, and conjugation on root vectors are determined by the root-system type and the initial simple-root parametrizations.

Construction/result: coroot system in the cocharacter lattice

FC16-C11-U034 · §33.2; pp. 208–209 · after FC16-C06-U021, FC16-C10-U002, FC16-C11-U024

For each simple α, the rank-one subgroup determines a cocharacter α∨ with ⟨α,α∨⟩=2 and t_α=α∨(−1). These coroots form the dual root system Φ∨ in R⊗Y(T), with Weyl action governed by the Cartan integers.

Proposition: rank-two relations of type A₁×A₁

FC16-C11-U035 · §33.2; p. 209 · after FC16-C11-U033, FC16-C11-U034

For orthogonal simple roots α,β, the chosen simple-reflection representatives commute up to the stated toral squares, U_α and U_β commute, and conjugation fixes the opposite simple root vectors as prescribed.

Proposition: rank-two relations of type A₂

FC16-C11-U036 · §33.3; pp. 209–211 · after FC16-C11-U035, FC16-C11-U028, FC16-C11-U034

With the canonical normalization of the α+β root vector, the source gives the Coxeter-representative relation, the commutator x_β(y)x_α(x)=x_α(x)x_β(y)x_{α+β}(xy), and the corresponding simple-reflection actions on the three positive root vectors.

Proposition: rank-two relations of type B₂

FC16-C11-U037 · §33.4; pp. 211–212 · after FC16-C11-U036, FC16-C11-U028, FC16-C11-U034

For positive roots α,β,α+β,2α+β with α short, the source records the Coxeter representative relation, normalized Chevalley commutator formulas with coefficients 1 and 2, and the simple-reflection actions on the positive root vectors.

Proposition: rank-two relations of type G₂

FC16-C11-U038 · §33.5; pp. 212–215 · after FC16-C11-U037, FC16-C11-U028, FC16-C11-U034

For the six positive roots of G₂, the source records the Coxeter representative relation, the full normalized Chevalley commutator formulas with coefficients 1,2,3, and the simple-reflection actions on the chosen root vectors.

Result: rank-two verification of the isomorphism theorem

FC16-C11-U039 · §33.6; p. 215 · after FC16-C11-U035, FC16-C11-U036, FC16-C11-U037, FC16-C11-U038, FC16-C11-U032

The A₁×A₁, A₂, B₂ and G₂ computations verify all conditions (A)–(C), thereby completing the proof of the semisimple isomorphism theorem.

Recorded results: classical existence models for simple groups

FC16-C11-U040 · §33.6; pp. 215–216 · after FC16-C11-U020, FC16-C11-U003, FC16-C02-U005

The source records the standard existence models: SL and its quotients for A, symplectic groups for C, orthogonal/projective orthogonal groups for B and D, with spin and half-spin groups supplying the simply connected/intermediate D-types.

Recorded results: exceptional existence models

FC16-C11-U041 · §33.6; pp. 215–216 · after FC16-C11-U020

Groups of types G₂ and F₄ arise as automorphism groups of the Cayley and exceptional Jordan algebras respectively; analogous constructions produce E₆,E₇,E₈.

Recorded construction: Chevalley construction and existence of all semisimple types

FC16-C11-U042 · §33.6; p. 216 · after FC16-C11-U013, FC16-C11-U020, FC16-C11-U040, FC16-C11-U041

Chevalley’s integral-basis construction produces adjoint groups over arbitrary fields; projective-representation or integral highest-weight methods then produce simply connected and intermediate forms, yielding semisimple groups with every allowed fundamental group.