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    Factorization and polynomials

    Among integral domains, fields \(\subsetneq\) Euclidean domains \(\subsetneq\) principal ideal domains \(\subsetneq\) unique factorization domains \(\subsetneq\) integral domains. In an integral domain every prime element is irreducible, and in a unique factorization domain every irreducible element is prime. In \(\ZZ[\sqrt{-5}]\) the element \(2\) is irreducible and not prime: it divides \((1+\sqrt{-5})(1-\sqrt{-5})=6\) and neither factor. Gauss’s lemma: a primitive polynomial of positive degree in \(\ZZ[x]\) is irreducible in \(\ZZ[x]\) if and only if it is irreducible in \(\QQ[x]\). Eisenstein’s criterion: if a prime \(p\) divides every coefficient of \(f\in\ZZ[x]\) except the leading one, does not divide the leading coefficient, and \(p^2\) does not divide the constant term, then \(f\) is irreducible in \(\QQ[x]\). If \(p\) does not divide the leading coefficient of \(f\in\ZZ[x]\) and the reduction of \(f\) in \(\FF_p[x]\) is irreducible, then \(f\) is irreducible in \(\QQ[x]\).

    Divisibility of elements

    Let \(R\) be a commutative ring and let \(q, r\in R\). The element \(r\) is divisible by \(q\), written \(q\divides r\), if there exists \(c \in R\) such that \(r = qc\).

    Associate elements

    Let \(R\) be a commutative ring. Elements \(a, b\in R\) are associates if there exists a unit \(u\in R^{\times}\) such that \(a = ub\).

    Let \(R\) be an integral domain and \(a,b\in R\). Then \(a\) and \(b\) are associates if and only if \(a\divides b\) and \(b\divides a\).

    If \(a=ub\) with \(u\) a unit, then \(b\divides a\), and \(b=u^{-1}a\) gives \(a\divides b\). Conversely, suppose \(b=ac\) and \(a=bd\) with \(c,d\in R\), in the sense of divisibility. If \(a=0\), then \(b=0\) and \(a=1\cdot b\). If \(a\neq 0\), then \(a=acd\) gives \(a(1-cd)=0\), so \(cd=1\) because \(R\) is an integral domain; thus \(d\) is a unit and \(a=db\).

    Irreducible element

    Let \(R\) be a commutative ring. A nonzero element \(r\in R\) that is not a unit is irreducible if for all \(a,b\in R\), \[ r=ab \implies a \in R^{\times} \text{ or } b\in R^{\times}. \]

    Prime element

    Let \(R\) be a commutative ring. A nonzero element \(p\in R\) that is not a unit is prime if for all \(a,b \in R\), \[ p\divides ab \implies p\divides a \text{ or } p\divides b, \] where \(\divides\) denotes divisibility.

    Prime and irreducible agree in a UFD

    Prime always implies irreducible; in a UFD, irreducible also implies prime.Suggest a slogan

    Let \(R\) be an integral domain.

    In the integral domain \(\ZZ[\sqrt{-5}]\), the element \(2\) is irreducible but not prime: \(2\) divides \(6 = (1+\sqrt{-5})(1-\sqrt{-5})\) but divides neither factor.

    Unique factorization domain

    An integral domain \(R\) is a unique factorization domain if every nonzero \(r\in R\) admits a decomposition \[ r = u \prod_{i=1}^n p_i \] with \(n\geq 0\), \(u\in R^{\times}\) a unit, and \(p_1,\ldots,p_n\) irreducible, and this decomposition is unique up to order and associates: if also \(r = v\prod_{j=1}^m q_j\) with \(v\in R^{\times}\) and each \(q_j\) irreducible, then \(m=n\) and there is a permutation \(\sigma\) of \(\theset{1,\ldots,n}\) such that \(p_i\) and \(q_{\sigma(i)}\) are associates for every \(i\).

    Unique factorization domain

    An integral domain \(R\) is a unique factorization domain if every nonzero \(x\in R\) can be written as \[ x=u\prod_{i=1}^n p_i \] with \(n\geq 0\), \(u\in R^\times\) a unit, and \(p_1,\ldots,p_n\) irreducible, and this decomposition is unique up to units and order: if also \(x=v\prod_{j=1}^m q_j\) with \(v\in R^\times\) and each \(q_j\) irreducible, then \(m=n\) and there is a permutation \(\sigma\) of \(\theset{1,\ldots,n}\) such that \(p_i\) and \(q_{\sigma(i)}\) are associates for every \(i\).

    What does it mean for a ring to be a unique factorization domain?

    Euclidean domain

    An integral domain \(R\) is Euclidean if there exists a function \(d\colon R\to \ZZ_{\geq 0}\) such that for all \(x,y\in R\) with \(y\neq 0\) there exist \(q,r\in R\) with \(x = qy + r\) and either \(r=0\) or \(d(r) < d(y)\). Such a function \(d\) is a Euclidean function on \(R\).

    Euclidean domain

    An integral domain \(R\) is a Euclidean domain if there exists a function \(f\colon R\setminus\theset{0} \to \ZZ^{\geq 0}\), a Euclidean function, such that for all \(a\in R\) and all nonzero \(b\in R\) there exist \(q, r\in R\) with \(a = bq + r\) and either \(r=0\) or \(f(r) < f(b)\).

    What is a Euclidean domain?

    Principal ideal domain

    An integral domain \(R\) is a principal ideal domain if every ideal of \(R\) is principal.

    Inclusions among fields, Euclidean domains, PIDs, UFDs, and integral domains

    Field implies Euclidean implies PID implies UFD implies domain, with every implication strict.Suggest a slogan

    Every field is a Euclidean domain, every Euclidean domain is a principal ideal domain, every principal ideal domain is a unique factorization domain, every unique factorization domain is an integral domain, and every integral domain is a commutative ring: \[ \text{Fields} \subset \text{Euclidean domains} \subset \text{PIDs} \subset \text{UFDs} \subset \text{Integral domains} \subset \text{Commutative rings}. \]

    Each inclusion is proper: \(\ZZ\) is a Euclidean domain that is not a field; \(\ZZ\big[\tfrac{1+\sqrt{-19}}{2}\big]\) is a PID that is not Euclidean; \(\ZZ[x]\) is a UFD that is not a PID; \(\ZZ[\sqrt{-5}]\) is an integral domain that is not a UFD; and \(\ZZ/4\ZZ\) is a commutative ring that is not an integral domain.

    Implications among fields, PIDs, UFDs, and Noetherian rings

    Finite domain $\Rightarrow$ field; field $\Longleftrightarrow R[x]$ is a PID; UFD $\Longleftrightarrow R[x]$ is a UFD; PID $\Rightarrow$ Noetherian.Suggest a slogan

    Let \(R\) be a commutative ring with \(1\).

    • If \(R\) is a commutative division ring, then \(R\) is a field.

    • If \(R\) is a finite integral domain, then \(R\) is a field.

    • \(R\) is a field if and only if \(R[x]\) is a principal ideal domain.

    • \(R\) is a field if and only if \(R\) is a simple ring with \(1 \neq 0\).

    • \(R\) is a unique factorization domain if and only if \(R[x]\) is a unique factorization domain.

    • If \(R\) is a principal ideal domain, then \(R[x]\) is a unique factorization domain.

    • If \(R\) is a principal ideal domain, then \(R\) is Noetherian.

    An ideal of an integral domain is free if and only if it is principal

    Over an integral domain, an ideal is free as a module exactly when it is principal.Suggest a slogan

    Let \(R\) be an integral domain and \(I \subseteq R\) an ideal. Then \(I\) is a free \(R\)-module if and only if \(I\) is a principal ideal.

    Over a ring with zero divisors, a principal ideal need not be free. In \(\ZZ/6\ZZ\), the principal ideal \(\gens{2}\) is not a free \(\ZZ/6\ZZ\)-module, since \(3 \cdot 2 = 0\) with \(3 \neq 0\), whereas a nonzero element of a basis of a free module has zero annihilator.

    Polynomial ring $K[x]$

    Let \(K\) be a commutative ring. The polynomial ring in the variable \(x\) over \(K\) is \[ K[x] \coloneqq \theset{\sum_{i=0}^n a_ix^i \st n\in \ZZ^{\geq 0},\ a_0,\ldots,a_n\in K}, \] where two polynomials are equal when their coefficients of \(x^i\) agree for every \(i\geq0\), with missing coefficients taken to be \(0\). Addition is coefficientwise, and multiplication is \(\bigl(\sum_i a_ix^i\bigr)\bigl(\sum_j b_jx^j\bigr)=\sum_k\bigl(\sum_{i+j=k}a_ib_j\bigr)x^k\).

    What is the polynomial algebra $K[x]$?
    What are the elements of the polynomial algebra $K[x]$?

    Field of rational functions $K(x)$

    Let \(K\) be a field. The field of rational functions in the variable \(x\) over \(K\) is the field of fractions of the polynomial ring \(K[x]\): \[ K(x)\coloneqq\theset{\frac{P(x)}{Q(x)} \st P,Q \in K[x],\ Q\neq 0}. \]

    \(\CC(x)\) is the field of meromorphic functions on the Riemann sphere \(\hat\CC=\CC\cup\theset{\infty}\). Every rational function is meromorphic on \(\hat\CC\). Conversely, a meromorphic function \(h\) on the compact surface \(\hat\CC\) has finitely many poles; subtracting from \(h\) its principal parts at the poles in \(\CC\), which are rational functions, and the polynomial principal part at \(\infty\) leaves a holomorphic function on \(\hat\CC\), which is constant by Liouville’s theorem, so \(h\in\CC(x)\).

    What is the field of rational functions $K(x)$?
    What are the elements of the field of rational functions $K(x)$?

    Reducible and irreducible polynomials

    Let \(k\) be a field and let \(f\in k[x]\) be nonconstant. The polynomial \(f\) is reducible if there exist \(g, h\in k[x]\) with \(\deg g, \deg h \geq 1\) and \(f = gh\). The polynomial \(f\) is irreducible if it is not reducible.

    Irreducible polynomial over a field

    Let \(K\) be a field. A polynomial \(p\in K[x]\) is irreducible if \(\deg p \geq 1\) and whenever \(p= qr\) with \(q,r\in K[x]\), \(q\) or \(r\) is constant.

    Every polynomial of degree \(1\) is irreducible: if \(p=qr\), then \(\deg q+\deg r=1\), so one of \(q,r\) has degree \(0\).

    When is a polynomial over a field irreducible?

    Eisenstein's criterion

    One prime divides every lower coefficient, misses the leading coefficient, and its square misses the constant term: irreducible.Suggest a slogan

    Let \(f(x)=\sum_{i=0}^na_ix^i\in\ZZ[x]\) with \(n\ge1\), and let \(p\) be a prime such that

    • \(p\nmid a_n\),

    • \(p\divides a_i\) for \(0\le i\le n-1\), and

    • \(p^2\nmid a_0\).

    Then \(f\) is irreducible in \(\QQ[x]\).

    Suppose \(f=gh\) with \(g,h\in\QQ[x]\) nonconstant. By Gauss' lemma we may take \(g,h\in\ZZ[x]\) with \(\deg g,\deg h\ge1\). Reducing modulo \(p\) gives \(\overline g\,\overline h=\overline{a_n}x^n\) in \(\FF_p[x]\) with \(\overline{a_n}\ne0\). The leading coefficients of \(g\) and \(h\) multiply to \(a_n\), so neither is divisible by \(p\), and \(\deg\overline g=\deg g\ge1\), \(\deg\overline h=\deg h\ge1\). Since \(\FF_p[x]\) is a unique factorization domain, \(\overline g\) and \(\overline h\) are nonzero multiples of positive powers of \(x\), so \(p\) divides the constant terms of \(g\) and \(h\). Then \(p^2\) divides their product \(a_0\), a contradiction.

    State Eisenstein's criterion.

    Eisenstein's criterion

    One prime dividing every lower coefficient but not the leading one, with $p^2\nmid a_0$, forces irreducibility over $\QQ$.Suggest a slogan

    Let \[ f(x) = \sum_{i=0}^n a_i x^i = a_nx^n + a_{n-1}x^{n-1} + \cdots + a_1 x + a_0 \in \ZZ[x] \] with \(n\geq1\), and suppose there is a prime \(p\) such that

    • \(p\) divides \(a_i\) for \(0\leq i\leq n-1\),

    • \(p\) does not divide \(a_n\), and

    • \(p^2\) does not divide \(a_0\).

    Then \(f\) is irreducible in \(\QQ[x]\). If moreover the coefficients of \(f\) have no common prime factor, then \(f\) is irreducible in \(\ZZ[x]\).

    Suppose \(f\) is reducible in \(\QQ[x]\). By Gauss’s lemma \(f=gh\) with \(g,h\in\ZZ[x]\) of degrees \(r,s\geq1\). Reducing modulo \(p\) gives \(\bar a_nx^n=\bar g\bar h\) in \(\FF_p[x]\) with \(\bar a_n\neq0\). The leading coefficients of \(g\) and \(h\) multiply to \(a_n\), so they are not divisible by \(p\) and \(\deg\bar g=r\), \(\deg\bar h=s\). Since \(\FF_p[x]\) is a unique factorization domain, \(\bar g=bx^r\) and \(\bar h=cx^s\) with \(b,c\in\FF_p^\times\), so \(p\) divides both constant terms \(g(0)\) and \(h(0)\), and \(p^2\) divides \(g(0)h(0)=a_0\), a contradiction. If the coefficients of \(f\) have no common prime factor, a factorization of \(f\) in \(\ZZ[x]\) into nonunits has both factors of positive degree, which the first statement excludes.

    Primitive polynomials

    Let \(R\) be a unique factorization domain. A polynomial \(p\in R[x]\) is primitive if a greatest common divisor of its coefficients is a unit.

    Gauss's lemma

    For a primitive polynomial over a UFD, irreducibility is unchanged on passing to the fraction field.Suggest a slogan

    Let \(R\) be a unique factorization domain with field of fractions \(F\), and let \(p\in R[x]\) be primitive. Then \(p\) is irreducible in \(R[x]\) if and only if \(p\) is irreducible in \(F[x]\).

    More precisely, if \(p=AB\) with \(A,B\in F[x]\) nonconstant, then there exist \(r,s\in F^\times\) with \(rs=1\) such that \(rA,sB\in R[x]\), so \(p=(rA)(sB)\) is a factorization of \(p\) in \(R[x]\) into nonconstant polynomials.

    Every monic polynomial in \(R[x]\) is primitive, since its leading coefficient \(1\) is a unit; so a monic \(p\in\ZZ[x]\) is irreducible in \(\ZZ[x]\) if and only if it is irreducible in \(\QQ[x]\).

    Gauss' lemma

    A factorization over the fraction field descends to the UFD without changing factor degrees.Suggest a slogan

    Let \(R\) be a unique factorization domain with field of fractions \(F\), and let \(p\in R[x]\). If \(p=gh\) with \(g,h\in F[x]\) and \(\deg g,\deg h\ge1\), then there are \(g',h'\in R[x]\) with \(\deg g'=\deg g\), \(\deg h'=\deg h\), and \(p=g'h'\). In particular, if \(p\) is reducible in \(F[x]\), then \(p\) is reducible in \(R[x]\).

    If \(R\) is a unique factorization domain, then so is \(R[x]\); the proof uses Gauss’ lemma to reduce factorization in \(R[x]\) to factorization in \(R\) and in the principal ideal domain \(F[x]\). By induction, \(R[x_1,\ldots,x_n]\) is a unique factorization domain, and so is the polynomial ring over \(R\) in any set of variables, since each polynomial involves finitely many variables.

    State Gauss' lemma.

    Discriminant of a polynomial

    Let \(k\) be a field and \(f\in k[x]\) a monic polynomial of degree \(n\geq 1\), and write \(f=\prod_{i=1}^n (x-r_i)\) with roots \(r_1,\ldots,r_n\), listed with multiplicity, in a splitting field of \(f\) over \(k\). The discriminant of \(f\) is \[ \Delta_f \coloneqq \prod_{1\leq i<j\leq n} (r_i - r_j)^2 . \]

    \(\Delta_f = 0\) if and only if \(f\) has a repeated root.

    A product in a field vanishes if and only if one of its factors does, and \((r_i-r_j)^2=0\) if and only if \(r_i=r_j\) for some \(i<j\).

    Let \(f\in \RR[x]\) be a monic cubic with \(\Delta_f\neq 0\). Then \(\Delta_f>0\) if and only if \(f\) has three distinct real roots, and \(\Delta_f<0\) if and only if \(f\) has one real root and a pair of complex conjugate non-real roots.

    Since \(\Delta_f\neq 0\), the roots \(r_1,r_2,r_3\in\CC\) are distinct, and since \(f\) has real coefficients, its non-real roots occur in conjugate pairs. So either all three roots are real, or \(r_1\in\RR\) and \(r_{2,3}=a\pm bi\) with \(a,b\in\RR\) and \(b\neq 0\). In the first case each factor \(r_i-r_j\) is a nonzero real number, so \(\Delta_f>0\). In the second case \((r_1-r_2)(r_1-r_3)=\abs{r_1-r_2}^2>0\) and \((r_2-r_3)^2=(2bi)^2=-4b^2<0\), so \[ \Delta_f=\bigl((r_1-r_2)(r_1-r_3)\bigr)^2(r_2-r_3)^2<0 . \] The two cases are exhaustive and give opposite signs, which proves both equivalences.

    Elementary symmetric functions

    Let \(R\) be a commutative ring and let \(x_1, \ldots, x_n\) be indeterminates over \(R\). The elementary symmetric functions in \(x_1, \ldots, x_n\) are \(e_0 \coloneqq 1\) and \[ e_k \coloneqq \sum_{1\leq i_1 < i_2 < \cdots < i_k\leq n} x_{i_1} x_{i_2}\cdots x_{i_k} \in R[x_1, \ldots, x_n], \qquad 1 \leq k \leq n. \]

    In \(R[x_1,\ldots,x_n][t]\), \[ \prod_{i=1}^n (t - x_i) = \sum_{k=0}^n (-1)^k e_k t^{n-k}. \] Consequently, if a monic polynomial of degree \(n\) over a commutative ring factors as \(\prod_{i=1}^n(t-r_i)\), its coefficient of \(t^{n-k}\) is \((-1)^k e_k(r_1,\ldots,r_n)\).

    Let \(R\) be a commutative ring. Every symmetric polynomial in \(R[x_1, \ldots, x_n]\) is equal to \(g(e_1, \ldots, e_n)\) for a unique polynomial \(g\in R[y_1,\ldots,y_n]\).

    See [@DF04].

    Descartes' rule of signs

    Sign changes bound positive roots, and overcount them only by an even number.Suggest a slogan

    Let \(p\in\RR[x]\) be a nonzero polynomial, and let \(V(p)\) be the number of sign changes in the sequence of its nonzero coefficients, listed in order of degree. The number \(r^+\) of positive real roots of \(p\), counted with multiplicity, satisfies \[ r^+\le V(p)\qquad\text{and}\qquad V(p)-r^+\in2\ZZ. \] The negative real roots of \(p\) are the negatives of the positive real roots of \(p(-x)\), so their number \(r^-\), counted with multiplicity, satisfies \(r^-\le V(p(-x))\) and \(V(p(-x))-r^-\in2\ZZ\).

    Consequently, if \(p(0)\ne0\) and \(\deg p=d\), then \(p\) has at least \(d-V(p)-V(p(-x))\) nonreal complex roots, counted with multiplicity.

    Let \(f(x)=x^3+x^2-x-1\). Its coefficient signs are \(+,+,-,-\), so \(V(f)=1\) and \(f\) has exactly one positive root. The polynomial \(f(-x)=-x^3+x^2+x-1\) has signs \(-,+,+,-\), so \(V(f(-x))=2\) and \(f\) has \(2\) or \(0\) negative roots; in fact \(f=(x-1)(x+1)^2\) has the negative root \(-1\) with multiplicity \(2\).

    Let \(g(x)=x^3-1\). Then \(V(g)=1\), so \(g\) has exactly one positive root, and \(g(-x)=-x^3-1\) has \(V(g(-x))=0\), so \(g\) has no negative root. Hence \(g\) has at least \(3-1-0=2\) nonreal roots, so exactly \(2\).

    State Descartes' rule of signs.

    Dedekind domain

    A Dedekind domain is an integral domain \(R\) in which every nonzero ideal \(I\) factors as a product \(I=\mfp_1\cdots\mfp_n\) of nonzero prime ideals, with \(n\geq 0\) and the empty product equal to \(R\), and this factorization is unique up to the order of the factors.

    Factorization of $x^n - y^n$

    A difference of $n$th powers always carries the factor $x-y$.Suggest a slogan

    For \(n\ge1\), in \(\ZZ[x,y]\), \[ x^n-y^n=(x-y)\qty{x^{n-1}+x^{n-2}y+\cdots+xy^{n-2}+y^{n-1}}=(x-y)\sum_{k=0}^{n-1}x^{n-1-k}y^k. \]

    This is FF-ED3CD over the commutative ring \(R=\ZZ[y]\) with \(a=y\).

    How does $x^n - y^n$ factor?

    Factorization of $x^n - a^n$

    A difference of $n$th powers always carries the linear factor $x-a$.Suggest a slogan

    Let \(R\) be a commutative ring, let \(a\in R\), and let \(n\ge1\). In \(R[x]\), \[ x^n-a^n=(x-a)\sum_{k=0}^{n-1}a^kx^{n-1-k}. \]

    Expanding, \[ (x-a)\sum_{k=0}^{n-1}a^kx^{n-1-k}=\sum_{k=0}^{n-1}a^kx^{n-k}-\sum_{k=1}^{n}a^kx^{n-k}, \] and the two sums cancel except for the terms \(x^n\) and \(-a^n\).

    How does $x^n - a^n$ factor?

    Factorization of $x^n + y^n$ for odd $n$

    $x+y$ divides $x^n+y^n$ exactly when $n$ is odd.Suggest a slogan

    Let \(n\ge1\). If \(n\) is odd, then in \(\ZZ[x,y]\) \[ x^n+y^n=(x+y)\sum_{k=0}^{n-1}(-1)^kx^{n-1-k}y^k . \] If \(n\) is even, then \(x+y\) does not divide \(x^n+y^n\) in \(\ZZ[x,y]\).

    For odd \(n\), \((-y)^n=-y^n\), so substituting \(a=-y\) in \(x^n-a^n=(x-a)\sum_{k=0}^{n-1}a^kx^{n-1-k}\) (FF-ED3CD) gives the factorization.

    Since \(x+y\) is monic in \(x\) over \(\ZZ[y]\), division by \(x+y\) in \((\ZZ[y])[x]\) shows that \(x+y\) divides \(f\in\ZZ[x,y]\) if and only if \(f(-y,y)=0\). For even \(n\), \((-y)^n+y^n=2y^n\ne0\).

    When does $x + y$ divide $x^n + y^n$, and what is the factorization?

    Factorization of $x^n + a^n$ for odd $n$

    Odd powers make $x+a$ a factor; even powers do not unless $2a^n$ vanishes.Suggest a slogan

    Let \(R\) be a commutative ring, let \(a\in R\), and let \(n\ge1\). If \(n\) is odd, then in \(R[x]\) \[ x^n+a^n=(x+a)\sum_{k=0}^{n-1}(-a)^kx^{n-1-k}. \] If \(n\) is even and \(2a^n\ne0\) in \(R\), for example if \(R\) is a field of characteristic other than \(2\) and \(a\ne0\), then \(x+a\) does not divide \(x^n+a^n\) in \(R[x]\).

    For odd \(n\), \((-a)^n=-a^n\), so the factorization is FF-ED3CD applied to \(-a\). Since \(x+a\) is monic, division by \(x+a\) in \(R[x]\) leaves the constant remainder \(f(-a)\) for every \(f\in R[x]\). For even \(n\) the remainder of \(x^n+a^n\) is \((-a)^n+a^n=2a^n\ne0\).

    When does $x + a$ divide $x^n + a^n$, and what is the factorization?