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    The Riemann mapping theorem

    Contents

    If \(\Omega \subsetneq \CC\) is simply connected then \(\Omega\) is biholomorphic to \(\DD\).

    Riemann mapping theorem

    Every proper simply connected plane domain is uniquely normalized to the unit disc by fixing one point and a positive derivative.Suggest a slogan

    Let \(\Omega\subsetneq\CC\) be a nonempty simply connected open set. Then for every \(z_0\in\Omega\) there exists a unique biholomorphism \(F\colon\Omega\to\DD\) such that \(F(z_0)=0\) and \(F'(z_0)>0\). In particular, any two nonempty simply connected open sets \(\Omega_1,\Omega_2\subsetneq\CC\) are biholomorphic.

    This is [@SS03].

    ($\Omega\neq\CC$ and simple connectivity are necessary)

    \(\Omega\neq\CC\): a holomorphic map \(F\colon\CC\to\DD\) is bounded and entire, hence constant by Liouville’s theorem, so \(\CC\) is not biholomorphic to \(\DD\).

    \(\Omega\) simply connected: a biholomorphism is a homeomorphism, and \(\DD\) is simply connected.

    (Sketch)

    The proof maximizes \(\abs{f'(z_0)}\) over injective holomorphic maps \(f\colon\Omega\to\DD\) with \(f(z_0)=0\) and shows that a maximizer is surjective.

    • Fix \(z_0\in \Omega\) and set \(\mathcal F = \ts{f\in \Hol(\Omega, \DD) \st f(z_0) = 0,\ f \text{ injective}}\).

    • \(\mathcal F\) is nonempty. Choose \(a\in\CC\sm\Omega\). Since \(z-a\) does not vanish on the simply connected set \(\Omega\), it has a holomorphic square root \(g\) on \(\Omega\), and \(g\) is injective. By the open mapping theorem \(g(\Omega)\) contains a disc \(D_r(g(z_0))\), and \(g(\Omega)\) is disjoint from \(D_r(-g(z_0))\): if \(g(z)\in D_r(-g(z_0))\), then \(-g(z) = g(z')\) for some \(z'\in\Omega\), so \(z = z'\) after squaring and \(g(z) = 0\), which contradicts \(a\notin\Omega\). Then \(z\mapsto (r/2)/(g(z)+g(z_0))\) is injective and maps \(\Omega\) into \(\DD\), and composing with the Blaschke factor that sends its value at \(z_0\) to \(0\) gives an element of \(\mathcal F\).

    • For \(w\in\DD\), the automorphisms \(h_w\) of \(\DD\) satisfy \[ \begin{aligned} h_w(z) &\coloneqq {z-w \over 1-\bar{w} z} \in \Hol(\DD) \\ h'_w(0) &= 1 - \abs{w}^2 \\ h'_w(w) &= {1\over 1 - \abs{w}^2} \end{aligned}.\]

    • A non-surjective \(f\in\mathcal F\) is not a maximizer. Let \(w\in\DD\sm f(\Omega)\); then \(w\neq 0\) and \(h_w\circ f\) is injective and nonvanishing on \(\Omega\), with value \(-w\) at \(z_0\). Let \(s\) be a holomorphic square root of \(h_w\circ f\), which is injective, and \(F\coloneqq h_{s(z_0)}\circ s\in\mathcal F\). Then \(\abs{s(z_0)}^2 = \abs w\) and \[ \abs{F'(z_0)} = \frac{\abs{s'(z_0)}}{1-\abs w} = \frac{(1-\abs w^2)\abs{f'(z_0)}}{2\sqrt{\abs w}\,(1-\abs w)} = \frac{1+\abs w}{2\sqrt{\abs w}}\abs{f'(z_0)} > \abs{f'(z_0)} .\]

    • The family is bounded by \(1\), hence normal by Montel’s theorem.

    • Set \(m\coloneqq \sup_{f\in \mathcal F} \abs{f'(z_0)}\). Then \(m>0\) because injective holomorphic maps have nonvanishing derivative, and \(m<\infty\) because, for \(\overline{D_R(z_0)}\subseteq\Omega\), the Cauchy estimate gives \[ \abs{f'(z_0)} \leq \max_{\abs{z-z_0} = R} { \abs{f(z)} \over R} \leq {1\over R} .\]

    • Take \(\ts{f_k}\subseteq\mathcal F\) with \(\abs{f_k'(z_0)} \to m\), and use Montel to extract a locally uniformly convergent subsequence with limit \(h\).

    • \(h\in\mathcal F\): \(h\) is holomorphic with \(h(z_0)=0\) and \(\abs{h'(z_0)} = m>0\), so it is nonconstant, maps into \(\DD\) by the maximum modulus principle, and is injective by Hurwitz’s theorem as a locally uniform limit of injective maps.

    • \(h\) is surjective, since a non-surjective element of \(\mathcal F\) is not a maximizer.

    (Ingredients of the proof)

    Montel's theorem gives a convergent maximizing subsequence, Hurwitz's theorem gives injectivity of the limit, the Cauchy estimate gives \(m<\infty\), and square roots on simply connected sets together with Blaschke factors give nonemptiness of \(\mathcal F\) and the derivative increase.

    Uniformization of simply connected domains in $\CC$

    Every proper simply connected plane domain is conformally the unit disc; the whole plane is the only other case.Suggest a slogan

    Every nonempty simply connected open set \(\Omega\subseteq\CC\) is conformally equivalent to exactly one of \(\CC\) and the unit disc \(\DD\): to \(\CC\) if \(\Omega=\CC\), and to \(\DD\) otherwise.

    By the uniformization theorem, every simply connected Riemann surface is conformally equivalent to exactly one of \(\CP^1\), \(\CC\), and \(\DD\). For open subsets of \(\CC\) the case \(\CP^1\) does not occur because \(\CP^1\) is compact, and \(\CC\) is not conformally equivalent to \(\DD\) by Liouville’s theorem.

    Injective holomorphic maps have nonvanishing derivative

    Injective holomorphic maps have no critical points, so their inverses are holomorphic.Suggest a slogan

    Let \(U,V\subseteq\CC\) be open and let \(f\colon U\to V\) be holomorphic and injective. Then \(f'(z)\neq0\) for every \(z\in U\), and the inverse \(f^{-1}\colon f(U)\to U\) is holomorphic. In particular, the inverse of a conformal map is conformal.

    A nowhere-vanishing derivative does not imply injectivity: \(f(z)=e^z\) satisfies \(f'(z)=e^z\neq0\) on \(\CC\), and \(f(0)=f(2\pi i)\).

    See [@SS03, Chapter 8, Proposition 1.1].

    • \(f'\neq 0\) on \(U\): if \(f'(z_0)=0\), then \(f - f(z_0)\) has a zero of order \(k\geq 2\) at \(z_0\), and \(f'\) has no other zeros near \(z_0\). For a small circle \(C\) about \(z_0\) and \(w\) with \(0<\abs w<\min_C\abs{f-f(z_0)}\), Rouché’s theorem shows that \(f - f(z_0) - w\) has \(k\) zeros inside \(C\), all simple since \(f'\neq 0\) away from \(z_0\), contradicting injectivity.

    • By the open mapping theorem \(f(U)\) is open and \(f\) maps open sets to open sets, so \(g \coloneqq \inverseof{f}\colon f(U)\to U\) is continuous.

    • For \(w, w_0\in f(U)\) with \(w\neq w_0\), write \(z = g(w)\) and \(z_0 = g(w_0)\), so \(z\neq z_0\), and \(z\to z_0\) as \(w\to w_0\) by continuity of \(g\): \[ \frac{g(w)-g\left(w_{0}\right)}{w-w_{0}}=\frac{1}{\frac{w-w_{0}}{g(w)-g\left(w_{0}\right)}}=\frac{1}{\frac{f(z)-f\left(z_{0}\right)}{z-z_{0}}} \convergesto{z\to z_0} {1\over f'(z_0) } = {1\over f'(g(w_0))} .\]

    Exercises

    A holomorphic injection has nonvanishing derivative

    Prove that if \(f:U\to V\) is holomorphic and injective then \(f'(z)\neq 0\) on \(U\).

    Solution

    Suppose, toward a contradiction, that \(f'(z_0)=0\) at some \(z_0\in U\). Since an injective holomorphic function is nonconstant, there is a least \(m\ge2\) such that \(f^{(m)}(z_0)\ne0\). Thus \[ f(z)-f(z_0)=(z-z_0)^m g(z) \] for a holomorphic function \(g\) with \(g(z_0)\ne0\).

    Choose \(r>0\) so small that the closed disk \(\overline{D(z_0,r)}\) lies in \(U\), \(g\) has no zero there, and \(z_0\) is the only zero of \(f'\) in that disk. The latter is possible because \(f'\) is holomorphic and not identically zero.

    Set \[ M=\min_{|z-z_0|=r}|f(z)-f(z_0)|>0. \] For any \(w\) with \(0<|w-f(z_0)|<M\), Rouché’s theorem on \(|z-z_0|=r\) shows that \[ f(z)-w \quad\text{and}\quad f(z)-f(z_0) \] have the same number of zeros in \(D(z_0,r)\), counted with multiplicity. The second function has exactly \(m\) zeros there, counted with multiplicity, so \(f(z)=w\) has exactly \(m\) solutions counted with multiplicity.

    None of those solutions is \(z_0\), because \(w\ne f(z_0)\). By the choice of \(r\), every other point in the disk has \(f'(z)\ne0\), so every solution of \(f(z)=w\) is simple. Hence there are exactly \(m\ge2\) distinct solutions in \(D(z_0,r)\), contradicting injectivity of \(f\).

    Therefore \(f'(z)\ne0\) for every \(z\in U\).

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