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    Ideals and quotients

    Contents

    Throughout, rings are commutative with identity. The kernel of a ring homomorphism is an ideal, and for an ideal \(I\subseteq R\) the quotient map \(R\to R/I\) is initial among ring homomorphisms out of \(R\) that vanish on \(I\).

    Subring criterion

    A subset is a subring exactly when it is an additive subgroup and multiplicative submonoid.Suggest a slogan

    Let \(R\) be a ring. A subset \(S\subseteq R\) is a subring of \(R\) if and only if

    • \((S, +)\) is a subgroup of \((R,+)\): \(0\in S\), and \(a-b\in S\) for all \(a,b\in S\); and

    • \((S, \cdot)\) is a submonoid of \((R,\cdot)\): \(1\in S\), and \(ab\in S\) for all \(a,b\in S\).

    Sum, product, and intersection of ideals

    Ideal products lie in intersections, and comaximal ideals satisfy $I\cap J=IJ$.Suggest a slogan

    Let \(R\) be a commutative ring and let \(I, J\subseteq R\) be ideals.

    1. \(I + J = \theset{i+j \suchthat i\in I, j\in J}\) is the smallest ideal containing \(I\) and \(J\).

    2. \(IJ \coloneqq \theset{\sum_{k=1}^N x_k y_k \suchthat N\geq 0,\ x_k\in I,\ y_k \in J}\) is an ideal, the ideal generated by the products \(xy\) with \(x\in I\) and \(y\in J\), and \(IJ\subseteq I\cap J\).

    3. \(I \cap J\) is an ideal.

    4. If \(I+J = R\), then \(I \cap J = IJ\).

    (a)–(c) Each set contains \(0\) and is closed under subtraction and under multiplication by elements of \(R\); any ideal containing \(I\) and \(J\) contains all sums \(i+j\), and any ideal containing all products \(xy\) contains their finite sums. Each product \(xy\) lies in \(I\) and in \(J\), so \(IJ\subseteq I\cap J\).

    1. Write \(1=i+j\) with \(i\in I\) and \(j\in J\). For \(x\in I\cap J\), \(x=xi+xj\), where \(xi\in JI=IJ\) and \(xj\in IJ\), so \(x\in IJ\).

    A union of ideals need not be an ideal: in \(\ZZ\), \(2\in 2\ZZ\cup3\ZZ\) and \(3\in2\ZZ\cup3\ZZ\), but \(2+3=5\notin2\ZZ\cup3\ZZ\).

    Ideal generated by a subset

    Let \(R\) be a commutative ring and let \(S\subseteq R\) be a subset. The ideal generated by \(S\) is \[ \gens{S} \coloneqq \theset{ \sum_{i=1}^n r_i s_i \st n\geq 0,\ r_i\in R,\ s_i\in S }. \]

    For \(a, b\in R\), \[ \gens{a, b} = Ra + Rb = \theset{ r_1 a + r_2 b \st r_1, r_2 \in R }. \]

    The isomorphism theorems

    For a ring homomorphism \(\varphi\colon R\to S\), the first isomorphism theorem gives \(R/\ker\varphi\cong\im\varphi\). By the correspondence theorem, \(J\mapsto J/I\) is an inclusion-preserving bijection from the ideals of \(R\) containing \(I\) to the ideals of \(R/I\), and it restricts to bijections on prime, maximal, and radical ideals.

    First isomorphism theorem for rings

    A ring modulo the kernel is canonically the image.Suggest a slogan

    Let \(f\colon A\to B\) be a ring homomorphism. Then \(\ker f\) is an ideal of \(A\), \(\im f\) is a subring of \(B\), and \(f\) induces a ring isomorphism \[ \bar f\colon A/\ker f \to \im f,\qquad a+\ker f\mapsto f(a). \] In particular, if \(f\) is surjective, then \(A/\ker f \cong B\). As abelian groups, \(0 \to \ker f \to A \mapsvia{f} \im f \to 0\) is exact.

    If \(x,y\in\ker f\) and \(a\in A\), then \(f(x-y)=0\) and \(f(ax)=f(a)f(x)=0=f(x)f(a)=f(xa)\), so \(\ker f\) is an ideal. The image contains \(1_B=f(1_A)\) and is closed under subtraction and multiplication, so it is a subring. The map \(\bar f\) is well defined and injective because \(f(a)=f(a')\) if and only if \(a-a'\in\ker f\); it is surjective onto \(\im f\) by construction, and it is a ring homomorphism because \(f\) is.

    Second isomorphism theorem for rings

    Adding an ideal and then quotienting is the same as quotienting the subring by the intersection.Suggest a slogan

    Let \(R\) be a ring, \(S \subseteq R\) a subring, and \(I \subseteq R\) a two-sided ideal. Then \(S + I\) is a subring of \(R\), \(S \intersect I\) is a two-sided ideal of \(S\), and there is a ring isomorphism \[ \frac{S+I}{I} \cong \frac{S}{S \intersect I}. \]

    Correspondence theorem for ideals

    Ideals above $I$ correspond exactly to ideals of $R/I$, and quotienting twice equals quotienting once.Suggest a slogan

    Let \(R\) be a ring, \(I \subseteq R\) a two-sided ideal, and \(\phi\colon R \to R/I\) the quotient map.

    1. The maps \(J \mapsto \bar{J} \coloneqq \phi(J) = J/I\) and \(\bar{J} \mapsto \inverseof{\phi}(\bar{J})\) are mutually inverse inclusion-preserving bijections \[ \begin{aligned} \correspond{\text{ideals } J \subseteq R \text{ with } J \contains I} &\mapstofrom \correspond{\text{ideals of } R/I} \\ J &\mapsto J/I \\ \inverseof{\phi}(\bar J) &\mapsfrom \bar{J}. \end{aligned} \] In particular, every ideal of \(R/I\) is of the form \(S/I\) for a unique ideal \(S \subseteq R\) containing \(I\).

    2. The same maps give a bijection between subrings \(A \subseteq R\) containing \(I\) and subrings of \(R/I\).

    3. (Third isomorphism theorem.) For ideals \(I \subseteq J \subseteq R\), there is a ring isomorphism \[ \frac{R/I}{J/I} \cong \frac{R}{J}. \]

    Radical, prime, and maximal ideals correspond under $R\to R/I$

    Show that if \(J\in \Id(R)\) (with \(J\contains I\)) is radical/prime/maximal iff \(\bar J \in \Id(R/I)\) is radical/prime/maximal.

    Solution

    Let \(I\subseteq J\) be ideals of the commutative ring \(R\), and write \[ \overline J=J/I\subseteq R/I. \]

    <1>1. The quotient correspondence gives \[ (R/I)/(J/I)\cong R/J. \]

    Define \[ \phi:R/I\longrightarrow R/J, \qquad r+I\longmapsto r+J. \] Because \(I\subseteq J\), this map is well-defined and surjective. Its kernel is exactly \(J/I\). The first isomorphism theorem therefore gives the displayed isomorphism.

    <1>2. The ideal \(J\) is prime in \(R\) if and only if \(J/I\) is prime in \(R/I\).

    An ideal is prime exactly when its quotient ring is an integral domain. By <1>1, \[ R/J\cong (R/I)/(J/I). \] Hence one quotient is a domain exactly when the other is.

    <1>3. The ideal \(J\) is maximal in \(R\) if and only if \(J/I\) is maximal in \(R/I\).

    An ideal is maximal exactly when its quotient ring is a field. Again <1>1 identifies the two quotient rings, so the two maximality conditions are equivalent.

    <1>4. The ideal \(J\) is radical in \(R\) if and only if \(J/I\) is radical in \(R/I\).

    Suppose first that \(J\) is radical. If \[ (r+I)^n\in J/I, \] then \(r^n+I\in J/I\), which means \(r^n\in J\). Radicality of \(J\) gives \(r\in J\), hence \(r+I\in J/I\). Thus \(J/I\) is radical.

    Conversely, suppose \(J/I\) is radical and \(r^n\in J\). Then \[ (r+I)^n=r^n+I\in J/I. \] Hence \(r+I\in J/I\), so \(r\in J\). Therefore \(J\) is radical.

    <1>5. Thus radical, prime, and maximal ideals containing \(I\) correspond to radical, prime, and maximal ideals of \(R/I\) under \(J\mapsto J/I\).

    Combine <1>2–<1>4 with the ordinary ideal correspondence for the quotient map \(R\to R/I\).

    Prime and maximal ideals

    A proper ideal contains no unit. An ideal \(\mfp\) is prime if and only if \(R/\mfp\) is an integral domain, and \(\mfm\) is maximal if and only if \(R/\mfm\) is a field. Hence every maximal ideal is prime, and \((0)\subset\ZZ\) is prime and not maximal. The prime spectrum \(\spec R\) is the set of prime ideals of \(R\), and the max spectrum \(\mspec R\subseteq\spec R\) is the set of maximal ideals.

    Proper ideals contain no units

    An ideal is proper exactly when it contains no unit.Suggest a slogan

    Let \(R\) be a ring and \(I\subseteq R\) an ideal. Then \(I\neq R\) if and only if \(I\) contains no unit of \(R\).

    If \(I=R\), then the unit \(1\) lies in \(I\). If \(u\in I\) is a unit, then \(1=u^{-1}u\in I\), so \(r=r\cdot1\in I\) for every \(r\in R\) and \(I=R\).

    Irreducible ideal

    Let \(R\) be a commutative ring. An ideal \(I\normal R\) is irreducible if for all ideals \(J_1, J_2 \normal R\) with \(I = J_1 \cap J_2\), either \(J_1 = I\) or \(J_2 = I\).

    Prime ideal

    Let \(R\) be a commutative ring. A proper ideal \(\mfp \normal R\) is prime if for all \(a, b\in R\), \[ ab\in \mfp \implies a\in \mfp \text{ or } b\in \mfp. \]

    Prime ideal

    Let \(R\) be a commutative ring. An ideal \(\mfp\subseteq R\) is prime if \(\mfp\neq R\) and, for all \(a,b\in R\), \(ab\in \mfp\) implies \(a\in \mfp\) or \(b\in \mfp\).

    When is an ideal $\mathfrak{p} \normal R$ prime?

    Prime and irreducible agree in a UFD

    Prime always implies irreducible; in a UFD, irreducible also implies prime.Suggest a slogan

    Let \(R\) be an integral domain.

    In the integral domain \(\ZZ[\sqrt{-5}]\), the element \(2\) is irreducible but not prime: \(2\) divides \(6 = (1+\sqrt{-5})(1-\sqrt{-5})\) but divides neither factor.

    Prime spectrum

    Let \(R\) be a commutative ring. The prime spectrum, or spectrum, of \(R\) is the set of prime ideals of \(R\): \[ \Spec(R) \coloneqq \theset{\mfp \normal R \suchthat \mfp \text{ is prime}}. \]

    Maximal ideal

    Let \(R\) be a ring. A proper ideal \(\mfm \normal R\) is maximal if for every ideal \(I \normal R\) with \(\mfm \subsetneq I\), we have \(I = R\).

    Maximal ideal

    Let \(R\) be a ring. A proper ideal \(I\subsetneq R\) is maximal if for every ideal \(J\) of \(R\) with \(I\subsetneq J\), \(J=R\).

    When is a proper ideal $I \normal R$ maximal?

    Maximal spectrum

    Let \(R\) be a commutative ring. The max spectrum of \(R\) is the set of maximal ideals of \(R\): \[ \mspec(R) \coloneqq \theset{\mfm \subseteq R \suchthat \mfm \text{ is a maximal ideal}}. \]

    Units and simple rings

    A ring \(R\neq 0\) is a field if and only if its only ideals are \(0\) and \(R\).

    A commutative ring is a field if and only if its only ideals are $0$ and $R$

    A nonzero commutative ring is a field exactly when it has no nontrivial ideals.Suggest a slogan

    Let \(R\) be a commutative ring with \(1\). Then \(R\) is a field if and only if the set of ideals of \(R\) is exactly \(\theset{0, R}\) with \(0 \neq R\).

    \(\implies\): If \(0\neq x\in I\normal R\) and every nonzero element is a unit, then \(1 = \inverseof{x} x \in I\), so \(I = R\).

    \(\impliedby\): For \(x\in \nonzeroof{R}\), the ideal \(Rx\) is nonzero, so \(Rx = R\), and \(1 = rx\) for some \(r\in R\); hence \(x\) is a unit.

    Radicals

    The radical of an ideal \(I\) is \(\sqrt I = \ts{x\in R \st x^n\in I \text{ for some } n\geq 1}\). The nilradical \(\sqrt{(0)}\) is the set of nilpotent elements, it equals \(\Intersect_{\mfp\in\spec R}\mfp\), and \(R/\sqrt{(0)}\) is reduced. The Jacobson radical \(J(R)\) is the intersection of the maximal ideals, and \(x\in J(R)\) if and only if \(1-rx\) is a unit for every \(r\in R\).

    Radical of an ideal

    Let \(R\) be a commutative ring and \(I\subseteq R\) an ideal. The radical of \(I\) is \[ \rad{I} \coloneqq \theset{r\in R\suchthat r^n\in I\text{ for some } n\geq 0}. \] The ideal \(I\) is radical if \(\rad{I} = I\).

    Nilpotent element

    Let \(R\) be a ring. An element \(r\in R\) is nilpotent if \(r^n = 0\) for some integer \(n \geq 1\).

    Nilpotents, units, and zero-divisors in $R[x]$

    Assume throughout that \(R\) is a commutative ring with identity. Let \(N(R)\) be the set of nilpotent elements, \(ZD(R)\) the set of zero divisors, and \(\unitsof{R}\) the group of units.

    • Show that every nilpotent element is either zero or a zero divisor.

    • Show that if \(n\in N(R)\), then \(1+n\) is a unit. Deduce that \(N(R)+\unitsof{R}=\unitsof{R}\).

    • For \(f(x)=\sum_{k=0}^d a_kx^k\in R[x]\), show that \(f\in \unitsof{R[x]}\) iff \(a_0\in \unitsof{R}\) and \(a_k\in N(R)\) for every \(k\ge1\).

    • Show that \(f(x)\in N(R[x])\) iff \(a_k\in N(R)\) for every \(k\).

    • Show that \(f\in ZD(R[x])\) iff \(f\neq0\) and \(rf(x)=0\) for some \(0\neq r\in R\).

    Solution

    <1>1. Every nilpotent element is either zero or a zero divisor.

    Let \(a\in R\) be nilpotent and nonzero. Choose the least \(m\ge1\) such that \(a^m=0\). Since \(a\neq0\), one has \(m\ge2\), and minimality gives \(a^{m-1}\neq0\). Thus \[ a\,a^{m-1}=0 \] with both factors nonzero, so \(a\) is a zero divisor.

    <1>2. If \(n\in N(R)\), then \(1+n\) is a unit; consequently \(N(R)+\unitsof{R}=\unitsof{R}\).

    Choose \(N\) with \(n^N=0\). Then \[ (1+n)\sum_{j=0}^{N-1}(-n)^j=1, \] so \(1+n\) is a unit.

    Now let \(u\in \unitsof{R}\) and \(n\in N(R)\). Since \(R\) is commutative, \(u^{-1}n\) is nilpotent, and \[ u+n=u(1+u^{-1}n) \] is a product of units. Thus \(N(R)+\unitsof{R}\subseteq \unitsof{R}\). The reverse inclusion follows from \(0\in N(R)\).

    <1>3. A polynomial \(f(x)=\sum_{k=0}^d a_kx^k\) is a unit in \(R[x]\) if and only if \(a_0\) is a unit and every \(a_k\) for \(k\ge1\) is nilpotent.

    Suppose first that \(a_0\in \unitsof{R}\) and every \(a_k\) for \(k\ge1\) is nilpotent. Put \[ h(x)=\sum_{k=1}^d a_kx^k. \] Each summand \(a_kx^k\) is nilpotent. A finite sum of nilpotent elements in a commutative ring is nilpotent: if \(t_i^{e_i}=0\), then every monomial in \((t_1+\cdots+t_r)^{e_1+\cdots+e_r}\) contains some \(t_i^{e_i}\) as a factor. Hence \(h\) is nilpotent, and so is \(a_0^{-1}h\). By <1>2, \[ f=a_0(1+a_0^{-1}h) \] is a unit.

    Conversely, suppose \(fg=1\) in \(R[x]\). Comparing constant terms gives \(a_0b_0=1\), so \(a_0\) is a unit. Let \(\mathfrak p\) be any prime ideal of \(R\). Reducing modulo \(\mathfrak p\) gives a unit \(\overline f\) in the domain polynomial ring \((R/\mathfrak p)[x]\). Its only units are nonzero constants, so \(a_k\in\mathfrak p\) for every \(k\ge1\). Since this holds for every prime ideal, each such \(a_k\) lies in the nilradical and is nilpotent.

    <1>4. A polynomial is nilpotent if and only if all its coefficients are nilpotent.

    If every coefficient \(a_k\) is nilpotent, then each term \(a_kx^k\) is nilpotent, so their finite sum \(f\) is nilpotent by the argument in <1>3.

    Conversely, suppose \(f^N=0\). For every prime ideal \(\mathfrak p\subset R\), reduction modulo \(\mathfrak p\) gives \[ \overline f^{\,N}=0 \] in the domain \((R/\mathfrak p)[x]\). Hence \(\overline f=0\), so every coefficient \(a_k\) lies in every prime ideal. Thus every \(a_k\) lies in the nilradical and is nilpotent.

    <1>5. A nonzero polynomial \(f\in R[x]\) is a zero divisor if and only if some nonzero scalar \(r\in R\) annihilates it.

    If \(0\neq r\in R\) and \(rf=0\), then the nonzero constant polynomial \(r\) annihilates the nonzero polynomial \(f\), so \(f\) is a zero divisor.

    Conversely, suppose \(f\) is a zero divisor. Choose a nonzero polynomial \[ g=b_0+b_1x+\cdots+b_mx^m \] of minimal degree among all nonzero \(g\) satisfying \(fg=0\). Write \[ f=a_0+a_1x+\cdots+a_nx^n. \] The coefficient of \(x^{n+m}\) in \(fg\) is \(a_nb_m\), so \(a_nb_m=0\). Hence either \(a_ng=0\) or \(\deg(a_ng)<m\). But \[ f(a_ng)=a_n(fg)=0. \] Minimality of \(m\) therefore forces \(a_ng=0\).

    Replacing \(f\) by \(f-a_nx^n\) and repeating the same argument gives, by descending induction, \[ a_i g=0 \qquad\text{for every }i. \] Choose any nonzero coefficient \(b_j\) of \(g\). Then \(b_ja_i=0\) for every \(i\), so with \(r=b_j\neq0\) one has \(rf=0\).

    Nilradical

    Let \(R\) be a commutative ring. The nilradical of \(R\) is the set of nilpotent elements of \(R\): \[ \nilrad{R} \coloneqq \theset{x\in R \suchthat x \text{ is nilpotent}}. \]

    Quotient by nilradical is reduced

    Show \(\nilrad{R} \normal R\) is an ideal and \(A/\nilrad{R}\) is reduced.

    Solution

    Let \(R\) be a commutative ring with identity.

    <1>1. \(R\,\nilrad{R}\subseteq\nilrad{R}\).

    If \(r^n=0\) and \(x\in R\), then \((xr)^n=x^nr^n=0\).

    <1>2. \(\nilrad{R}+\nilrad{R}\subseteq\nilrad{R}\).

    Let \(r^n=s^m=0\) and \(N=n+m-1\). In \((r+s)^N=\sum_{k=0}^N\binom Nk r^ks^{N-k}\), each term has \(k\ge n\) or \(N-k\ge m\), so each term is \(0\). Together with \(0\in\nilrad{R}\) and \(-r\in\nilrad{R}\), steps <1>1 and <1>2 show that \(\nilrad{R}\) is an ideal.

    <1>3. \(R/\nilrad{R}\) is reduced.

    Let \(\bar r=r+\nilrad{R}\) with \(\bar r^n=0\). Then \(r^n\in\nilrad{R}\), so \((r^n)^m=0\) for some \(m\), hence \(r^{nm}=0\) and \(r\in\nilrad{R}\), that is, \(\bar r=0\).

    The nilradical is the intersection of all prime ideals

    Show that the nilradical is the intersection of all prime ideals.

    Solution

    This is [@AM18, Proposition 1.8]. Let \(R\) be a commutative ring and let \(P\) be the intersection of all prime ideals of \(R\).

    \(\nilrad{R} \subseteq P\): Suppose \(r\in \nilrad{R}\) so \(r^n = 0\) and let \(\mfp \in \spec R\). Then \(r^n = 0 \in \mfp\), and induction on \(n\) using that \(\mfp\) is prime gives \(r\in \mfp\).

    \(\nilrad{R}^c \subseteq P^c\): Fix \(f\) non-nilpotent; we want to produce one prime ideal that does not contain \(f\). Set \(S\) to be the collection of ideals \(I\) such that \(f^n \not\in I\) for every \(n\geq 1\). Apply Zorn’s lemma: \(S\neq \emptyset\) since \(\gens{0}\in S\), because \(f\) is not nilpotent. Ordering \(S\) by inclusion, a union of a chain in \(S\) is again in \(S\), so \(S\) contains a maximal element \(\mfp\), which we claim is prime. If \(a,b \in \mfp^c\) then \(\mfp + \gens{ a }\) and \(\mfp + \gens{b} \supset \mfp\) strictly, and by maximality they aren’t in \(S\). So there exist \(m,n\) such that \(f^m\in \mfp + \gens{ a }\) and \(f^n \in \mfp + \gens{b}\). Then \(f^{m+n} \in \mfp + \gens{ab}\), so \(\mfp + \gens{ab}\) is not in \(S\), which forces \(\mfp + \gens{ab} \supsetneq \mfp\). Thus \(ab\not \in \mfp\), and \(\mfp\) is prime. Since \(\mfp\in S\) we have \(f\not\in \mfp\), so \(\mfp\) is a prime ideal missing \(f\) and therefore \(f\not \in P\).

    Jacobson radical

    Let \(R\) be a commutative ring. The Jacobson radical of \(R\) is the intersection of all maximal ideals of \(R\): \[ \jacobsonrad{R} \coloneqq \Intersect_{\mfm \in \mspec R} \mfm, \] where \(\mspec R\) is the max spectrum of \(R\).

    The Jacobson radical $J(R)$

    $J(R)$ annihilates every simple module, and for finite-type algebras over a field it is the nilradical.Suggest a slogan

    Let \(R\) be a commutative ring. The Jacobson radical of \(R\) is the intersection of the annihilators of the simple \(R\)-modules: \[ J(R)=\bigcap_{\mfm\in\mspec R}\mfm=\bigcap_{M\text{ simple}}\Ann_R(M). \] If \(R\) is a finitely generated algebra over a field \(k\), then \(J(R)\) equals the nilradical \(\nilrad{R}\).

    A simple module \(M\) is generated by any nonzero \(m\in M\), so \(M\cong R/\Ann_R(m)\), and simplicity makes \(\Ann_R(m)\) a maximal ideal \(\mfm\); then \(\Ann_R(M)=\mfm\). Conversely \(R/\mfm\) is simple with annihilator \(\mfm\) for every maximal ideal \(\mfm\). So the two intersections run over the same ideals.

    For a finitely generated \(k\)-algebra, every prime ideal is an intersection of maximal ideals by the Nullstellensatz, so the intersection of all maximal ideals equals the intersection of all prime ideals, which is \(\nilrad{R}\).

    Write \(R=k[x_1,\ldots,x_n]/I\). Then \(J(R)=\nilrad{R}=\sqrt I/I\), so \(J(R)=0\) exactly when \(I\) is a radical ideal; for \(k\) algebraically closed, these are the ideals \(I(Z)\) of affine algebraic sets \(Z\subseteq\AA^n_k\), whose coordinate rings \(k[x_1,\ldots,x_n]/I(Z)\) are the rings of regular functions on \(Z\).

    What is ${J ({R}) }$? How is it interpreted geometrically?

    Quasiregular elements and the Jacobson radical

    The Jacobson radical is the largest ideal of quasiregular elements.Suggest a slogan

    Let \(R\) be a commutative ring. An element \(a\in R\) is quasiregular if \(1-a\) is a unit of \(R\). The Jacobson radical \(J(R)\) is the largest ideal of \(R\) all of whose elements are quasiregular: every element of \(J(R)\) is quasiregular, and every ideal consisting of quasiregular elements is contained in \(J(R)\).

    Let \(x\in J(R)\). If \(1-x\) were not a unit, it would lie in a maximal ideal \(\mfm\) by FF-QELG7, and so would \(x\), giving \(1\in\mfm\).

    Let \(I\) be an ideal consisting of quasiregular elements, let \(x\in I\), and suppose \(x\notin\mfm\) for a maximal ideal \(\mfm\). Then \(\mfm+(x)=R\), so \(1=y+rx\) with \(y\in\mfm\) and \(r\in R\). Since \(rx\in I\), the element \(y=1-rx\) is a unit, contradicting \(y\in\mfm\). So \(I\subseteq\mfm\) for every maximal ideal \(\mfm\), that is, \(I\subseteq J(R)\).

    What is a quasiregular element in a ring?

    $x\in J(R)\iff 1-xR\subseteq R^\times$

    Let \(R\) be a ring with identity and let \(J(R)\) be its Jacobson radical. Prove that \[ x\in J(R)\iff 1-xr\in R^\times\quad\text{for every }r\in R. \]

    Solution

    We use the description \[ J(R)=\bigcap_{M\text{ maximal left ideal}}M. \]

    <1>1. If \(j\in J(R)\), then \(1-j\) is a unit.

    If the left ideal \(R(1-j)\) were proper, it would lie in a maximal left ideal \(M\). Since \(j\in J(R)\subseteq M\), we would have \[ 1=(1-j)+j\in M, \] a contradiction. Hence \(R(1-j)=R\), so some \(u\in R\) satisfies \[ u(1-j)=1. \] Then \[ 1-u=-uj\in J(R) \] because \(J(R)\) is a two-sided ideal. Applying the same argument to \(1-u\in J(R)\) shows that \(u=1-(1-u)\) has a left inverse \(v\), so \(vu=1\). If \(a=1-j\), then \(ua=1\) and \[ v=v(ua)=(vu)a=a. \] Thus \(au=1\) as well, and \(a=1-j\) is a unit.

    <1>2. If \(x\in J(R)\), then \(1-xr\) is a unit for every \(r\in R\).

    Since \(J(R)\) is a two-sided ideal, \(xr\in J(R)\). Apply <1>1 to \(j=xr\).

    <1>3. Conversely, suppose \(1-xr\) is a unit for every \(r\in R\). Then \(x\in J(R)\).

    We first use the elementary identity: if \(1-ab\) is a unit, then so is \(1-ba\), with inverse \[ (1-ba)^{-1}=1+b(1-ab)^{-1}a. \] Hence the hypothesis also gives that \(1-rx\) is a unit for every \(r\in R\).

    Let \(M\) be a maximal left ideal. If \(x\notin M\), then maximality gives \[ M+Rx=R. \] Thus \(1=m+rx\) for some \(m\in M\) and \(r\in R\), so \[ m=1-rx. \] But \(1-rx\) is a unit, impossible for an element of the proper left ideal \(M\). Therefore \(x\in M\) for every maximal left ideal \(M\), hence \(x\in J(R)\).

    Thus \[ x\in J(R)\iff 1-xR\subseteq R^\times. \]

    The existence of maximal ideals by Zorn’s lemma is on Commutative algebra.

    Exercises on nilradicals and Jacobson radicals

    Every element of a finite ring is a unit or a zero divisor. An element that is nilpotent modulo the nilradical is nilpotent, the nilradical is contained in the Jacobson radical, and the nilradical is the intersection of the prime ideals.

    Every element of a finite ring is a unit or a zero-divisor

    Show that every element of a finite ring is either a unit or a zero divisor.

    Solution
    • Let \(a\in R\) and define \(\phi(x) = ax\).

    • If \(\phi\) is injective, then it is surjective, so \(1 = ax\) for some \(x \implies \inverseof{x} = a\).

    • Otherwise, \(ax_1 = ax_2\) with \(x_1 \neq x_2 \implies a(x_1 - x_2) = 0\) and \(x_1 - x_2 \neq 0\)

    • So \(a\) is a zero divisor.

    $a+\nilrad{R}$ nilpotent implies $a\in\nilrad{R}$

    Let \(R\) be a commutative ring and let \(\operatorname{Nil}(R)\) denote its nilradical. Show that if \(a + \operatorname{Nil}(R)\) is nilpotent in the quotient ring \(R/\operatorname{Nil}(R)\), then \(a \in \operatorname{Nil}(R)\).

    Solution

    <1>1. There is \(n\ge1\) with \(a^n\in\operatorname{Nil}(R)\).

    Multiplication of cosets gives \((a+\operatorname{Nil}(R))^n=a^n+\operatorname{Nil}(R)\) for every \(n\ge1\). Since \(a+\operatorname{Nil}(R)\) is nilpotent, \(a^n+\operatorname{Nil}(R)=\operatorname{Nil}(R)\) for some \(n\ge1\), that is, \(a^n\in\operatorname{Nil}(R)\).

    <1>2. \(a^{nm}=0\) for some \(m\ge1\).

    By step <1>1, \(a^n\) is nilpotent, so \((a^n)^m=0\) for some \(m\ge1\), and \(a^{nm}=(a^n)^m\).

    <1>3. Q.E.D.

    By step <1>2, \(a\) is nilpotent, so \(a\in\operatorname{Nil}(R)\). Equivalently, \(R/\operatorname{Nil}(R)\) has no nonzero nilpotent elements.

    A maximal ideal is prime; $(0)$ in $\ZZ$ is prime but not maximal

    Show that every maximal ideal is prime, and give an example of a prime ideal that is not maximal.

    Solution
    • Suppose \(\mm\) is maximal, \(ab\in \mm\), and \(b\not\in \mm\).

    • Then there is a containment of ideals \(\mm \subsetneq \mm + (b) \implies \mm + (b) = R\).

    • So \[ 1 = m + rb \implies a = am + r(ab) ,\] but \(am\in \mm\) and \(ab\in \mm \implies a\in \mm\).

    The ideal \((0) \subset \ZZ\) is prime since \(\ZZ\) is a domain, but not maximal since \((0) \subsetneq (2) \subsetneq \ZZ\).

    The nilradical is contained in the Jacobson radical

    Show that the nilradical of a commutative ring is contained in its Jacobson radical.

    Solution

    For a commutative ring \(R\), the nilradical is the intersection of all prime ideals (E-2ZO7O) and \(J(R)\) is the intersection of all maximal ideals. Every maximal ideal is prime, so an element in every prime ideal is in every maximal ideal.

    Nilradical is the intersection of all prime ideals

    Show that the nilradical of a commutative ring \(R\) is equal to the intersection of all prime ideals of \(R\).

    Solution

    Let \(R\) be a commutative ring with identity, and put \(P=\bigcap_{\mathfrak p\in\operatorname{Spec}(R)}\mathfrak p\).

    <1>1. \(\operatorname{Nil}(R)\subseteq P\).

    Let \(x^n=0\) with \(n\ge1\), and let \(\mathfrak p\) be prime. Then \(x^n=0\in\mathfrak p\). If \(x^k\in\mathfrak p\) with \(k\ge2\), then \(x\cdot x^{k-1}\in\mathfrak p\) gives \(x\in\mathfrak p\) or \(x^{k-1}\in\mathfrak p\); induction on \(k\) gives \(x\in\mathfrak p\).

    <1>2. For \(f\in R\) not nilpotent, the family \(\mathcal F\) of ideals \(I\) with \(I\cap\{f^n:n\ge0\}=\varnothing\) has a maximal element \(\mathfrak p\).

    Put \(S=\{f^n:n\ge0\}\); since \(f\) is not nilpotent, \(0\notin S\), so \((0)\in\mathcal F\). The union of a nonempty chain in \(\mathcal F\) is an ideal disjoint from \(S\), hence an upper bound in \(\mathcal F\). Zorn’s lemma gives a maximal element.

    <1>3. The ideal \(\mathfrak p\) of step <1>2 is prime and \(f\notin\mathfrak p\).

    Since \(1=f^0\in S\), \(\mathfrak p\neq R\), and \(f=f^1\in S\) gives \(f\notin\mathfrak p\). Let \(a,b\notin\mathfrak p\). By maximality, \(\mathfrak p+(a)\) and \(\mathfrak p+(b)\) meet \(S\): \(f^m\in\mathfrak p+(a)\) and \(f^n\in\mathfrak p+(b)\) for some \(m,n\ge0\). Then \(f^{m+n}\in(\mathfrak p+(a))(\mathfrak p+(b))\subseteq\mathfrak p+(ab)\). If \(ab\in\mathfrak p\), then \(f^{m+n}\in\mathfrak p\cap S=\varnothing\), a contradiction; so \(ab\notin\mathfrak p\).

    <1>4. Q.E.D.

    Step <1>1 gives \(\operatorname{Nil}(R)\subseteq P\). Steps <1>2 and <1>3 show that every non-nilpotent \(f\) lies outside some prime ideal, so \(P\subseteq\operatorname{Nil}(R)\).

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